← Tributary

ABNER HERRMAN & BROCK, LLC

JERSEY CITY, NJ · CRD 8517 · IAPD ↗ · ahbi.com · 201-484-2000

$2.74BRegulatory AUM
5Advisory reps
13Employees
0Clients
0Planning clients
0Private funds
33States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — ABNER HERRMAN & BROCK, LLC notice-filed in MN, MT, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — ABNER HERRMAN & BROCK, LLC notice-filed in AZ, DC, HI, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2024 — ABNER HERRMAN & BROCK, LLC notice-filed in ME, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.