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OZE CAPITAL LLC

FLORHAM PARK, NJ · CRD 327276 · IAPD ↗ · ozecapital.com · 973-446-6876

$213.7MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
13Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

27
January 2025 — OZE CAPITAL LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
27
April 2024 — OZE CAPITAL LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — OZE CAPITAL LLC reported RAUM up 26% ($139.0M -> $175.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.