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FIRESIDE CAPITAL ADVISORS

DALLAS, TX · CRD 329297 · IAPD ↗ · firesidecapital.com · 469-357-6370

$236.6MRegulatory AUM
3Advisory reps
4Employees
0Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2025 — FIRESIDE CAPITAL ADVISORS notice-filed in CA, FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — FIRESIDE CAPITAL ADVISORS reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
August 2024 — FIRESIDE CAPITAL ADVISORS now reports custody of client assets ($34.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
August 2024 — FIRESIDE CAPITAL ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
78
August 2024 — FIRESIDE CAPITAL ADVISORS now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
95
April 2024 — FIRESIDE CAPITAL ADVISORS (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.