← Tributary

TRIBECA FINANCIAL, LLC

MESA, AZ · CRD 113245 · IAPD ↗ · tribecafinancial.co · 480-553-6247

$248.3MRegulatory AUM
5Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
April 2026 — TRIBECA FINANCIAL, LLC notice-filed in AK, MO, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2025 — TRIBECA FINANCIAL, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — TRIBECA FINANCIAL, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — TRIBECA FINANCIAL, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2024 — TRIBECA FINANCIAL, LLC reported RAUM up 30% ($144.8M -> $188.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.