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BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

ORLANDO, FL · CRD 289142 · IAPD ↗ · 1-407-362-7753

$254.4MRegulatory AUM
28Advisory reps
29Employees
0Clients
251-500Planning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC reported RAUM up 107% ($122.8M -> $254.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC reported RAUM down 33% ($183.2M -> $122.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
58
April 2025 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
October 2024 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC now reports custody of client assets ($1.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
April 2024 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC reported RAUM up 62% ($113.1M -> $183.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2024 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC grew from 21 to 32 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2024 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC moved its main office from NEW YORK, NY to ORLANDO, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
February 2024 — BLACKTOWER FINANCIAL MANAGEMENT (US) LLC added office(s): 17 -> 28 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.