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DIVIDEND ASSETS CAPITAL, LLC

RIDGELAND, SC · CRD 129973 · IAPD ↗ · dacapitalsc.com · 843.645.9700

$540.8MRegulatory AUM
3Advisory reps
7Employees
0Clients
11-25Planning clients
0Private funds
28States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — DIVIDEND ASSETS CAPITAL, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — DIVIDEND ASSETS CAPITAL, LLC shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
April 2025 — DIVIDEND ASSETS CAPITAL, LLC notice-filed in MD, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — DIVIDEND ASSETS CAPITAL, LLC notice-filed in WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.