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CITIZENS SECURITIES, INC.

JOHNSTON, RI · CRD 39550 · IAPD ↗ · 1-800-942-8300

$12.87BRegulatory AUM
454Advisory reps
471Employees
60545Clients
More than 500Planning clients
0Private funds
52States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — CITIZENS SECURITIES, INC. reported RAUM up 40% ($9.19B -> $12.87B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — CITIZENS SECURITIES, INC. grew from 400 to 454 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
March 2025 — CITIZENS SECURITIES, INC. reported RAUM up 26% ($7.31B -> $9.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
March 2025 — CITIZENS SECURITIES, INC. grew from 380 to 400 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — CITIZENS SECURITIES, INC. notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.