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NAVIGATE 401K, LLC

BIRMINGHAM, AL · CRD 309466 · IAPD ↗ · navigate401k.com · 205-224-9502

$317.9MRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — NAVIGATE 401K, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — NAVIGATE 401K, LLC reported RAUM up 96% ($132.0M -> $258.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
June 2024 — NAVIGATE 401K, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
32
April 2024 — NAVIGATE 401K, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — NAVIGATE 401K, LLC reported RAUM up 76% ($75.0M -> $132.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.