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DRACO EVOLUTION

TAIPEI CITY, Taiwan, Republic of China · CRD 329860 · IAPD ↗ · dracoevolution.com · 949-535-4675

$21.8MRegulatory AUM
5Advisory reps
9Employees
1Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

18
April 2026 — DRACO EVOLUTION notice-filed in LA, NE, NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
39
April 2025 — DRACO EVOLUTION grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
15
June 2024 — DRACO EVOLUTION moved its main office from NEWPORT BEACH, CA to TAIPEI CITY, .
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
20
June 2024 — DRACO EVOLUTION added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — DRACO EVOLUTION (NEWPORT BEACH, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.