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1207 CAPITAL GROUP, LLC

JUNEAU, AK · CRD 162611 · IAPD ↗ · cimarrongrp.com · 312-690-6201

$162.7MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
4Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

27
April 2026 — 1207 CAPITAL GROUP, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
March 2026 — 1207 CAPITAL GROUP, LLC filed an Item 4A succession naming 1207 CAPITAL GROUP, LLC (CRD 162611) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
27
March 2026 — 1207 CAPITAL GROUP, LLC notice-filed in AK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
March 2026 — 1207 CAPITAL GROUP, LLC moved its main office from CHICAGO, IL to JUNEAU, AK.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
35
March 2026 — 1207 CAPITAL GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
27
April 2024 — 1207 CAPITAL GROUP, LLC notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.