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COMMONWEALTH FINANCIAL PLANNERS INC

ROSWELL, GA · CRD 106831 · IAPD ↗ · 770-399-6644

$227.6MRegulatory AUM
2Advisory reps
3Employees
0Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — COMMONWEALTH FINANCIAL PLANNERS INC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
44
April 2024 — COMMONWEALTH FINANCIAL PLANNERS INC notice-filed in FL, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.