← Tributary

FOUR FINANCIAL MANAGEMENT

ANN ARBOR, MI · CRD 284251 · IAPD ↗ · 734-272-4322

$162.7MRegulatory AUM
6Advisory reps
7Employees
2Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2025 — FOUR FINANCIAL MANAGEMENT now reports custody of client assets ($13.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
September 2024 — FOUR FINANCIAL MANAGEMENT notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
September 2024 — FOUR FINANCIAL MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2024 — FOUR FINANCIAL MANAGEMENT notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2024 — FOUR FINANCIAL MANAGEMENT (ANN ARBOR, MI) is newly SEC-registered with $114.6M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.