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BENEDETTI, GUCER & ASSOCIATES

ATLANTA, GA · CRD 166911 · IAPD ↗ · 404-602-0034

$572.3MRegulatory AUM
13Advisory reps
22Employees
0Clients
26-50Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
July 2024 — BENEDETTI, GUCER & ASSOCIATES (ATLANTA, GA) left the SEC roster (was $572.3M RAUM, 13 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — BENEDETTI, GUCER & ASSOCIATES notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — BENEDETTI, GUCER & ASSOCIATES now reports custody of client assets ($1.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — BENEDETTI, GUCER & ASSOCIATES crossed $500M in regulatory AUM ($364.9M -> $572.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.