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TCFG INVESTMENT ADVISORS, LLC

LAGUNA NIGUEL, CA · CRD 166606 · IAPD ↗ · tcfgcompanies.com · 949-365-5830

$639.4MRegulatory AUM
25Advisory reps
27Employees
0Clients
1-10Planning clients
0Private funds
44States
7Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — TCFG INVESTMENT ADVISORS, LLC added office(s): 21 -> 23 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — TCFG INVESTMENT ADVISORS, LLC added office(s): 19 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2024 — TCFG INVESTMENT ADVISORS, LLC shrank from 32 to 24 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2024 — TCFG INVESTMENT ADVISORS, LLC now reports custody of client assets ($442.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — TCFG INVESTMENT ADVISORS, LLC crossed $500M in regulatory AUM ($450.5M -> $506.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.