← Tributary

THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC

BETHESDA, MD · CRD 169727 · IAPD ↗ · capgroupfinancial.com · (301) 214-7666

$1.18BRegulatory AUM
17Advisory reps
18Employees
0Clients
26-50Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
November 2024 — THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC (BETHESDA, MD) left the SEC roster (was $1.18B RAUM, 17 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2024 — THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC crossed $1B in regulatory AUM ($807.7M -> $1.18B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.