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FLEXPATH STRATEGIES

ALISO VIEJO, CA · CRD 174306 · IAPD ↗ · flexpathstrategies.com · 949-418-6030

$2.91BRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
34States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

43
March 2026 — FLEXPATH STRATEGIES notice-filed in AZ, KY, OR, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2026 — FLEXPATH STRATEGIES shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
January 2026 — FLEXPATH STRATEGIES reported RAUM down 97% ($79.85B -> $2.70B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
January 2026 — FLEXPATH STRATEGIES shrank from 12 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
December 2025 — FLEXPATH STRATEGIES added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
July 2025 — FLEXPATH STRATEGIES notice-filed in DC, DE, FL, GA, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, NC, NE, NJ, NM, NV, NY, OH, OK, PA, UT, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
57
April 2024 — FLEXPATH STRATEGIES reported RAUM up 37% ($39.53B -> $54.25B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2024 — FLEXPATH STRATEGIES grew from 4 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.