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PRINCIPLE WEALTH

MADISON, CT · CRD 290180 · IAPD ↗ · 203-318-8892

$3.20BRegulatory AUM
22Advisory reps
28Employees
0Clients
More than 500Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — PRINCIPLE WEALTH notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — PRINCIPLE WEALTH reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
December 2024 — PRINCIPLE WEALTH notice-filed in GA, MD, MI, SC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — PRINCIPLE WEALTH PARTNERS LLC is now doing business as PRINCIPLE WEALTH.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
76
April 2024 — PRINCIPLE WEALTH grew from 15 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.