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RPM CAPITAL MANAGEMENT, LLC

· CRD 164200 · IAPD ↗ · rpmcapitalmgt.com · 203-992-1100

$74.3MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
9States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
August 2025 — RPM CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2025 — RPM CAPITAL MANAGEMENT, LLC now reports custody of client assets ($111,270).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
April 2024 — RPM CAPITAL MANAGEMENT, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.