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PHORCYS INVESTMENT ADVISORS, LLC

GUAYNABO, PR · CRD 306551 · IAPD ↗ · 787-979-2163

$1.24BRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
1Private funds
1States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
January 2025 — PHORCYS INVESTMENT ADVISORS, LLC (GUAYNABO, PR) left the SEC roster (was $1.24B RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
April 2024 — PHORCYS INVESTMENT ADVISORS, LLC shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2024 — PHORCYS INVESTMENT ADVISORS, LLC crossed $1B in regulatory AUM ($996.6M -> $1.24B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.