← Tributary

ADVANTAGE CAPITAL

NEW ORLEANS, LA · CRD 171365 · IAPD ↗ · 504-522-4850

$1.29BRegulatory AUM
130Advisory reps
230Employees
0Clients
n/aPlanning clients
16Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — ADVANTAGE CAPITAL notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — ADVANTAGE CAPITAL grew from 95 to 130 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
January 2026 — ADVANTAGE CAPITAL crossed $1B in regulatory AUM ($789.9M -> $1.29B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
28
April 2025 — ADVANTAGE CAPITAL filed an Item 4A succession naming ADVANTAGE CAPITAL (CRD 171365) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
38
April 2025 — ADVANTAGE CAPITAL shrank from 110 to 95 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
52
April 2024 — ADVANTAGE CAPITAL reported RAUM up 46% ($570.0M -> $832.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — ADVANTAGE CAPITAL grew from 85 to 110 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.