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SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED

HONG KONG, Hong Kong · CRD 286182 · IAPD ↗ · samsungetfhk.com · 852 21158710

$775.5MRegulatory AUM
8Advisory reps
19Employees
0Clients
n/aPlanning clients
0Private funds
0States
28Disclosures
foreignSegment
ApprovedSEC status

Filing changes

33
April 2025 — SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED (HONG KONG, Hong Kong) left the SEC roster (was $775.5M RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
1
April 2024 — SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED changed its website from samsungetf.com to samsungetfhk.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
23
April 2024 — SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED's Item 11 disclosure-reporting entries rose by 4 (24 -> 28).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
23
April 2024 — SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.