← Tributary

ATLANTIS ASSET MANAGEMENT, LLC

· CRD 160462 · IAPD ↗ · atlantisasset.com · 212-945-8501

$16.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2025 — ATLANTIS ASSET MANAGEMENT, LLC (location n/a) left the SEC roster (was $16.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
July 2024 — ATLANTIS ASSET MANAGEMENT, LLC reported RAUM down 35% ($25.0M -> $16.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
65
April 2024 — ATLANTIS ASSET MANAGEMENT, LLC now reports custody of client assets ($500,000).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
66
April 2024 — ATLANTIS ASSET MANAGEMENT, LLC reported RAUM up 56% ($16.0M -> $25.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.