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PTM WEALTH MANAGEMENT, LLC

NORTH WALES, PA · CRD 308944 · IAPD ↗ · 267-317-1515

$310.2MRegulatory AUM
2Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — PTM WEALTH MANAGEMENT, LLC now reports custody of client assets ($143,384).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2026 — PTM WEALTH MANAGEMENT, LLC reported RAUM up 77% ($175.3M -> $310.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2025 — PTM WEALTH MANAGEMENT, LLC reported RAUM up 41% ($124.1M -> $175.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2025 — PTM WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
May 2024 — PTM WEALTH MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2024 — PTM WEALTH MANAGEMENT, LLC (NORTH WALES, PA) is newly SEC-registered with $124.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.