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PROFESSIONAL PLANNING GROUP

WESTERLY, RI · CRD 108868 · IAPD ↗ · ppgadvisors.com · (401) 596-2800

$1.32BRegulatory AUM
9Advisory reps
16Employees
0Clients
More than 500Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2025 — PROFESSIONAL PLANNING GROUP notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2024 — PROFESSIONAL PLANNING GROUP notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — PROFESSIONAL PLANNING GROUP crossed $1B in regulatory AUM ($937.2M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.