← Tributary

CUSO FINANCIAL SERVICES, L.P.

SAN DIEGO, CA · CRD 42132 · IAPD ↗ · 858-530-4400

$5.38BRegulatory AUM
523Advisory reps
791Employees
15801Clients
101-250Planning clients
0Private funds
53States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
January 2026 — CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO, CA) left the SEC roster (was $5.38B RAUM, 523 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2025 — CUSO FINANCIAL SERVICES, L.P. shrank from 571 to 523 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2025 — CUSO FINANCIAL SERVICES, L.P. reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
February 2025 — CUSO FINANCIAL SERVICES, L.P.'s Item 11 disclosure-reporting entries rose by 2 (10 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
August 2024 — CUSO FINANCIAL SERVICES is now doing business as CUSO FINANCIAL SERVICES, L.P..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
April 2024 — CUSO FINANCIAL SERVICES's Item 11 disclosure-reporting entries rose by 2 (10 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — CUSO FINANCIAL SERVICES shrank from 577 to 571 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
April 2024 — CUSO FINANCIAL SERVICES, L.P. is now doing business as CUSO FINANCIAL SERVICES.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
69
April 2024 — CUSO FINANCIAL SERVICES reports 51-100 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.