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SIERRA CREST INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 300069 · IAPD ↗ · 212-891-2880

$781.1MRegulatory AUM
0Advisory reps
0Employees
0Clients
n/aPlanning clients
1Private funds
0States
4Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2024 — SIERRA CREST INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
38
April 2024 — SIERRA CREST INVESTMENT MANAGEMENT LLC shrank from 18 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.