← Tributary

KINTRA INVESTMENTS, LLC

MARYSVILLE, OH · CRD 328478 · IAPD ↗ · mccarthyandcox.com · 937-644-0351

$112.8MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
8States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
August 2026 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC is now doing business as KINTRA INVESTMENTS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
April 2026 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC reported RAUM down 82% ($641.8M -> $112.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2026 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC shrank from 8 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
December 2025 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
53
March 2025 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
November 2024 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC notice-filed in NC, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC now reports custody of client assets ($11.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2024 — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.