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CONFIDENCE WEALTH MANAGEMENT, INC.

LOS ANGELES, CA · CRD 127383 · IAPD ↗ · 310-824-1000

$454.1MRegulatory AUM
8Advisory reps
19Employees
0Clients
More than 500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — CONFIDENCE WEALTH MANAGEMENT, INC. shrank from 12 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2026 — CONFIDENCE WEALTH MANAGEMENT, INC. reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2026 — CONFIDENCE WEALTH MANAGEMENT, INC. reported RAUM up 32% ($344.2M -> $454.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
48
April 2025 — CONFIDENCE WEALTH MANAGEMENT, INC. moved its main office from HENDERSON, NV to LOS ANGELES, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
58
April 2025 — CONFIDENCE WEALTH MANAGEMENT, LLC is now doing business as CONFIDENCE WEALTH MANAGEMENT, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
63
April 2025 — CONFIDENCE WEALTH MANAGEMENT, INC. reported RAUM up 29% ($267.1M -> $344.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2024 — CONFIDENCE WEALTH MANAGEMENT, LLC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
November 2024 — CONFIDENCE WEALTH MANAGEMENT, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2024 — CONFIDENCE WEALTH MANAGEMENT, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2024 — CONFIDENCE WEALTH MANAGEMENT, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — CONFIDENCE WEALTH MANAGEMENT, LLC notice-filed in PA, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — CONFIDENCE WEALTH MANAGEMENT, LLC reported RAUM up 35% ($198.1M -> $267.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.