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SIMPLEX WEALTH MANAGEMENT

DANVILLE, CA · CRD 170265 · IAPD ↗ · simplexwm.com · 925-804-6468

$258.9MRegulatory AUM
2Advisory reps
9Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — SIMPLEX WEALTH MANAGEMENT (DANVILLE, CA) left the SEC roster (was $258.9M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
44
April 2024 — SIMPLEX WEALTH MANAGEMENT notice-filed in NV, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — SIMPLEX WEALTH MANAGEMENT moved its main office from SAN RAMON, CA to DANVILLE, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.