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CANTER WEALTH

LA JOLLA, CA · CRD 167828 · IAPD ↗ · 858-812-7550

$386.5MRegulatory AUM
7Advisory reps
12Employees
7Clients
251-500Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — CANTER WEALTH reported RAUM up 40% ($275.8M -> $386.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — CANTER WEALTH now reports custody of client assets ($383.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
49
April 2025 — CANTER WEALTH notice-filed in LA, NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — CANTER WEALTH reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — CANTER WEALTH reported RAUM up 39% ($217.3M -> $302.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — CANTER WEALTH grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.