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QUANTUM FINANCIAL ADVISORS, LLC

SANTA MONICA, CA · CRD 317386 · IAPD ↗ · (424) 447-8268

$1.48BRegulatory AUM
11Advisory reps
16Employees
1Clients
251-500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
July 2026 — QUANTUM FINANCIAL ADVISORS, LLC reports 251-500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
February 2026 — QUANTUM FINANCIAL ADVISORS, LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
March 2025 — QUANTUM FINANCIAL ADVISORS, LLC notice-filed in FL, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — QUANTUM FINANCIAL ADVISORS, LLC moved its main office from EL SEGUNDO, CA to SANTA MONICA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
85
March 2025 — QUANTUM FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($972.2M -> $1.23B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
48
April 2024 — QUANTUM FINANCIAL ADVISORS, LLC moved its main office from MANHATTAN BEACH, CA to EL SEGUNDO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
49
April 2024 — QUANTUM FINANCIAL ADVISORS, LLC notice-filed in AR, MD, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — QUANTUM FINANCIAL ADVISORS, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — QUANTUM FINANCIAL ADVISORS, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2024 — QUANTUM FINANCIAL ADVISORS, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.