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UNITED ASSET STRATEGIES INC.

GARDEN CITY, NY · CRD 107434 · IAPD ↗ · unitedasset.com · 516-222-0021

$2.22BRegulatory AUM
21Advisory reps
33Employees
0Clients
51-100Planning clients
0Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
January 2026 — UNITED ASSET STRATEGIES INC. notice-filed in LA, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — UNITED ASSET STRATEGIES INC. notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2025 — UNITED ASSET STRATEGIES INC. grew from 16 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
August 2024 — UNITED ASSET STRATEGIES INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — UNITED ASSET STRATEGIES INC. notice-filed in AZ, DE, ME, MO, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.