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UNITED ADVISORS AMERICA

PROSPER, TX · CRD 147350 · IAPD ↗ · 877-443-0610

$446.5MRegulatory AUM
24Advisory reps
28Employees
0Clients
0Planning clients
0Private funds
31States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
September 2026 — UNITED ADVISORS AMERICA notice-filed in CT, MA, ME, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — UNITED ADVISORS AMERICA reported RAUM up 26% ($353.7M -> $446.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
July 2025 — UNITED ADVISORS AMERICA now reports custody of client assets ($3.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
65
April 2025 — UNITED ADVISORS AMERICA reported RAUM up 36% ($260.2M -> $353.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
June 2024 — UNITED ADVISORS AMERICA notice-filed in AZ, CA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — UNITED ADVISORS AMERICA notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — UNITED ADVISORS AMERICA's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
64
April 2024 — UNITED ADVISORS AMERICA reported RAUM up 34% ($193.7M -> $260.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.