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D. E. SHAW & CO., L.P.

NEW YORK, NY · CRD 108679 · IAPD ↗ · 212-478-0000

$213.36BRegulatory AUM
526Advisory reps
998Employees
0Clients
0Planning clients
13Private funds
5States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
August 2026 — D. E. SHAW & CO., L.P. notice-filed in CA, CO, KS, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
52
April 2026 — D. E. SHAW & CO., L.P. reported RAUM up 38% ($154.59B -> $213.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — D. E. SHAW & CO., L.P. grew from 476 to 526 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
April 2025 — D. E. SHAW & CO., L.P. reported RAUM up 28% ($120.47B -> $154.59B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — D. E. SHAW & CO., L.P. grew from 442 to 476 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2024 — D. E. SHAW & CO., L.P. grew from 393 to 442 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.