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FI3 FINANCIAL ADVISORS, LLC

INDIANAPOLIS, IN · CRD 168005 · IAPD ↗ · twitter@fi3advisors.com · 317-426-8800

$1.14BRegulatory AUM
21Advisory reps
21Employees
6Clients
101-250Planning clients
3Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — FI3 FINANCIAL ADVISORS, LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — FI3 FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($928.4M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
November 2024 — FI3 FINANCIAL ADVISORS, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2024 — FI3 FINANCIAL ADVISORS, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
28
April 2024 — FI3 FINANCIAL ADVISORS, LLC changed its website from fi3advisors.com to twitter@fi3advisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
80
April 2024 — FI3 FINANCIAL ADVISORS, LLC grew from 6 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.