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COPPERWYND FINANCIAL

SCOTTSDALE, AZ · CRD 143442 · IAPD ↗ · copperwyndfinancial.com · 480-348-2100

$720.1MRegulatory AUM
5Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2025 — COPPERWYND FINANCIAL (SCOTTSDALE, AZ) left the SEC roster (was $720.1M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2025 — COPPERWYND FINANCIAL notice-filed in MI, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — COPPERWYND FINANCIAL reported RAUM up 36% ($530.6M -> $720.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
March 2025 — COPPERWYND FINANCIAL notice-filed in SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
November 2024 — COPPERWYND FINANCIAL notice-filed in FL, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2024 — COPPERWYND FINANCIAL added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
June 2024 — COPPERWYND FINANCIAL notice-filed in AK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — COPPERWYND FINANCIAL notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2024 — COPPERWYND FINANCIAL crossed $500M in regulatory AUM ($458.9M -> $530.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.