← Tributary

Compliance — March 2024

Compliance platforms, consultants, archiving, and cyber (Hadrius, Greenboard, Smartria, COMPLY).

642 firms opened this window in the March 2024 SEC roster: 277 state expansion, 83 headcount up, 76 custody started, 75 new registration, 41 disclosure added, 40 aum crossed 1b, 28 pending approved, 10 private funds started, 10 wrap program started, 2 reorganization.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC — (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
98
DIVERSIFY WEALTH MANAGEMENT, LLC — (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
95
SYNDICATED CAPITAL, INC. — (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
95
CAMBRIDGE FINANCIAL ADVISORS, LLC — (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
95
GORDON ASSET MANAGEMENT LLC — (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
95
DAVIS FINANCIAL MANAGEMENT, INC. — (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
95
HARBOR ASSET PLANNING, INC. — (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
95
BAUTIS FINANCIAL, LLC — (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
95
LOGIC WEALTH MANAGEMENT, LLC — (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
95
TRUE LIVING FINANCIAL — (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
95
MCCULLEY FINANCIAL GROUP, LLC — (WESTCHESTER, IL) is newly SEC-registered with $125.2M RAUM and 1 advisory reps. IAPD ↗
$125.2M RAUM · 1 reps · 312-219-9000
95
PIEDMONT WEALTH MANAGEMENT — (CULPEPER, VA) is newly SEC-registered with $102.4M RAUM and 2 advisory reps. IAPD ↗
$102.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
95
6TH STREET ADVISORS, LLC — (DAPHNE, AL) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗
$110.7M RAUM · 2 reps · 251-621-8688 · 6thstreetadvisors.com
95
MONTGOMERY FINANCIAL — (OCEAN CITY, MD) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
$112.9M RAUM · 4 reps · 410-208-1004 · mfswealth.com
95
ABBINGTON INVESTMENT GROUP, LLC — (WESTPORT, CT) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
$108.6M RAUM · 3 reps · 202-320-7242 · abbingtongroup.com
95
ATLATL ADVISERS — (MADISON, WI) is newly SEC-registered with $123.1M RAUM and 4 advisory reps. IAPD ↗
$123.1M RAUM · 4 reps · (608) 351-4500
95
Q3 ADVISORS, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 9366892294
95
ROLEK RETIREMENT PLANNING — (BERWYN, PA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
$108.1M RAUM · 1 reps · (267) 427-5667
95
SHOREPATH CAPITAL MANAGEMENT LLC — (EVANSTON, IL) is newly SEC-registered with $112.4M RAUM and 1 advisory reps. IAPD ↗
$112.4M RAUM · 1 reps · 312-357-4080 · shorepathcap.com
95
AVANT FINANCIAL ADVISORS — (location n/a) is newly SEC-registered with $126.6M RAUM and 2 advisory reps. IAPD ↗
$126.6M RAUM · 2 reps · 512-910-2467
95
MERITED WEALTH, LLC — (NORTH BAY VILLAGE, FL) is newly SEC-registered with $105.7M RAUM and 3 advisory reps. IAPD ↗
$105.7M RAUM · 3 reps · 305.722.0091 · meritedwealth.com
95
HOFF PRIVATE WEALTH — (WAUSAU, WI) is newly SEC-registered with $107.1M RAUM and 3 advisory reps. IAPD ↗
$107.1M RAUM · 3 reps · 715-841-0405 · hoffwealth.com
95
CHIPSER WEALTH MANAGEMENT, LLC — (DESTIN, FL) is newly SEC-registered with $106.2M RAUM and 2 advisory reps. IAPD ↗
$106.2M RAUM · 2 reps · (850) 424-6330 · chipserwealthmanagement.com
95
SKYVIEW FINANCIAL GROUP, LLC — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $103.0M RAUM and 2 advisory reps. IAPD ↗
$103.0M RAUM · 2 reps · (888) 406-0444 · skyviewfg.com
95
FRONT PORCH FINANCIAL ADVISORY — (CHARLOTTE, NC) is newly SEC-registered with $123.4M RAUM and 1 advisory reps. IAPD ↗
$123.4M RAUM · 1 reps · 980-428-2297 · frontporchfa.com
95
MOMENT PRIVATE WEALTH — (SAINT LOUIS, MO) is newly SEC-registered with $112.1M RAUM and 3 advisory reps. IAPD ↗
$112.1M RAUM · 3 reps · (636) 591-1050 · momentprivatewealth.com
95
INTRINSIC VALUE CAPITAL ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 5015297011
95
RETIREMENT WEALTH SOLUTIONS LLC — (MARSHFIELD, WI) is newly SEC-registered with $140.7M RAUM and 2 advisory reps. IAPD ↗
$140.7M RAUM · 2 reps · 715-384-5481
95
PIANO WEALTH MANAGEMENT — (VICTOR, NY) is newly SEC-registered with $37.2M RAUM and 1 advisory reps. IAPD ↗
$37.2M RAUM · 1 reps · (585) 204-0001
95
GRAETZ WEALTH — (JENISON, MI) is newly SEC-registered with $107.8M RAUM and 3 advisory reps. IAPD ↗
$107.8M RAUM · 3 reps · 616-226-8867 · graetzwealth.com
95
KINGSMAN WEALTH MANAGEMENT — (PENSACOLA, FL) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
$120.2M RAUM · 2 reps · 817-308-3111 · kingsmanwealth.com
95
GALAPAGOS ADVISORY LLC — (MIAMI, FL) is newly SEC-registered with $106.6M RAUM and 2 advisory reps. IAPD ↗
$106.6M RAUM · 2 reps · 3055155878 · galapagos-advisory.com
95
ABRA CAPITAL MANAGEMENT, LP — (SAN FRANCISCO, CA) is newly SEC-registered with $102.5M RAUM and 4 advisory reps. IAPD ↗
$102.5M RAUM · 4 reps · 707-340-3722
95
BBVA GLOBAL WEALTH ADVISORS, INC. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 434-242-0068 · bbvaglobalwealthadvisors.com
95
EDEN INTELLIGENCE FINANCIAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 206-747-0960
95
IFS GROUP — (MECHANICSBURG, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 717-766-1144 · ifsgroup1.com
95
DRUCKER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (212) 681-0460
95
MÉTIER CAPITAL, LLC — (location n/a) is newly SEC-registered with $53.0M RAUM and 2 advisory reps. IAPD ↗
$53.0M RAUM · 2 reps · (585) 469-6973 · metier-capital.com
95
TORREN MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 619-990-2132
95
FIRST FINANCIAL SERVICES, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 479-271-9952 · firstfinservices.com
95
GATEPASS CAPITAL, LLC — (INDEPENDENCE, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-572-3539 · gatepass.capital
95
ADAPT WEALTH ADVISORS, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 404-594-5559 · adaptwealthadvisors.com
95
BROADSTREET FAMILY OFFICE LLC — (SOMERS, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (914) 427-8036 · broadstreetglobaladvisors.com
95
IMPACT CAPITAL PARTNERS LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 303-886-6186 · impactcapitalpartners.com
95
DOUBLE FINANCE INC. — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 415-366-3893 · double.finance
95
ADVANTAGE RETIREMENT GROUP — (FORT MYERS, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 239-561-1155 · advantageretirementgroup.com
95
CARNEGIE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 818-679-2724
95
FRIDAY FINANCIAL — (DUBUQUE, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (563) 552-7526
95
RDG CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 585-673-2690 · rdgcapitalmanagement.com
95
235 WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 303-886-3322 · 235wealth.com
95
SALUS FINANCIAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 612-747-9420 · salusfinancialadvisors.com
95
ATLAS LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-789-5566
95
MKT AND ASSOCIATES LLC — (CAVE CREEK, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 916-214-7912
95
CONSTANT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 332-900-7227 · useconstant.com
95
OSSIA IM — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 305-923-7212
95
EXPRESSIVE WEALTH LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 773-248-1000 · expressivewealth.com
95
SILVER LAKE CAPITAL PARTNERS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 972-701-2040
85
ANDERSON HOAGLAND & CO — crossed $1B in regulatory AUM ($921.5M -> $1.06B). IAPD ↗
$1.06B RAUM · 6 reps · 314-726-2107 · ahco.com
85
HENRY H. ARMSTRONG ASSOCIATES, INC. — crossed $1B in regulatory AUM ($903.0M -> $1.06B). IAPD ↗
$1.06B RAUM · 3 reps · 412-471-1551 · henryarmstrong.com
85
SHEETS SMITH WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($965.1M -> $1.07B). IAPD ↗
$1.07B RAUM · 10 reps · 336-765-2020 · sheetssmith.com
85
JANICZEK WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($972.5M -> $1.12B). IAPD ↗
$1.12B RAUM · 5 reps · 303-721-7000 · janiczek.com
85
GRASSI INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($928.1M -> $1.11B). IAPD ↗
$1.11B RAUM · 4 reps · 650-934-0770 · grassiinvest.com
85
HALPERN FINANCIAL, INC. — crossed $1B in regulatory AUM ($828.8M -> $1.10B). IAPD ↗
$1.10B RAUM · 7 reps · 240.268.1000
85
STEWART & PATTEN CO LLC — crossed $1B in regulatory AUM ($935.4M -> $1.03B). IAPD ↗
$1.03B RAUM · 5 reps · 415-421-4932 · stewartandpatten.com
85
PETERSEN HASTINGS WEALTH ADVISORS, INC. — crossed $1B in regulatory AUM ($927.1M -> $1.12B). IAPD ↗
$1.12B RAUM · 15 reps · 509-735-0484 · petersenhastings.com
85
ECLECTIC ASSOCIATES, INC. — crossed $1B in regulatory AUM ($923.4M -> $1.05B). IAPD ↗
$1.05B RAUM · 9 reps · 714-738-0220
85
FINANCIAL PLAN, INC. — crossed $1B in regulatory AUM ($845.1M -> $1.05B). IAPD ↗
$1.05B RAUM · 10 reps · 360-714-1234
85
PBMARES WEALTH MANAGEMENT LLC — crossed $1B in regulatory AUM ($971.4M -> $1.14B). IAPD ↗
$1.14B RAUM · 14 reps · 757.229.7180
85
MARYLAND FINANCIAL GROUP, INC. — crossed $1B in regulatory AUM ($976.0M -> $1.11B). IAPD ↗
$1.11B RAUM · 37 reps · 301-251-8550 · barnettwealthadvisors.com
85
MJP WEALTH ADVISORS — crossed $1B in regulatory AUM ($853.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 11 reps · 860-677-7755
85
WATERLOO CAPITAL — crossed $1B in regulatory AUM ($745.5M -> $1.30B). IAPD ↗
$1.30B RAUM · 29 reps · 512-777-5900
85
PROSPERITY - AN EISNERAMPER COMPANY — crossed $1B in regulatory AUM ($406.8M -> $1.07B). IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
85
TRIANGLE WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($967.8M -> $1.11B). IAPD ↗
$1.11B RAUM · 9 reps · 919-838-3221
85
INSPIRION WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($915.3M -> $1.08B). IAPD ↗
$1.08B RAUM · 9 reps · 847-918-9100 · inspirionwealth.com
85
COMPASS ION ADVISORS, LLC — crossed $1B in regulatory AUM ($767.1M -> $1.09B). IAPD ↗
$1.09B RAUM · 13 reps · (610) 228-2200
85
LAKE HILL CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($881.9M -> $1.38B). IAPD ↗
$1.38B RAUM · 2 reps · 212-792-6671
85
ALLY INVEST ADVISORS — crossed $1B in regulatory AUM ($986.7M -> $1.13B). IAPD ↗
$1.13B RAUM · 12 reps · 855-880-2559 · ally.com
85
ISTHMUS PARTNERS, LLC — crossed $1B in regulatory AUM ($977.3M -> $1.11B). IAPD ↗
$1.11B RAUM · 9 reps · 608-729-0949
85
TOTAL WEALTH PLANNING, LLC — crossed $1B in regulatory AUM ($866.1M -> $1.06B). IAPD ↗
$1.06B RAUM · 16 reps · 513-984-6696
85
SHP WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($905.7M -> $1.10B). IAPD ↗
$1.10B RAUM · 24 reps · 508-746-2400
85
KINGS PATH PARTNERS LLC — crossed $1B in regulatory AUM ($981.3M -> $1.06B). IAPD ↗
$1.06B RAUM · 4 reps · (832) 500-3101 · kingspath.com
85
ABOUND WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($787.2M -> $1.07B). IAPD ↗
$1.07B RAUM · 24 reps · 615-226-3667
85
LIBERTY WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($986.6M -> $1.22B). IAPD ↗
$1.22B RAUM · 18 reps · 510-658-1880
85
OPEROSE ADVISORS LLC — crossed $1B in regulatory AUM ($805.7M -> $1.25B). IAPD ↗
$1.25B RAUM · 7 reps · 414-209-3280
85
MERIDIAN WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($905.6M -> $1.12B). IAPD ↗
$1.12B RAUM · 9 reps · 610-272-4700
85
JGP WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($888.9M -> $1.08B). IAPD ↗
$1.08B RAUM · 12 reps · 503-446-6450
85
LAKE STREET — crossed $1B in regulatory AUM ($796.4M -> $1.00B). IAPD ↗
$1.00B RAUM · 9 reps · 312-766 7040 · clarity-fg.com
85
MARTEL WEALTH ADVISORS INC — crossed $1B in regulatory AUM ($897.2M -> $1.08B). IAPD ↗
$1.08B RAUM · 11 reps · 360-694-9940
85
HEARTWOOD WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($982.8M -> $1.13B). IAPD ↗
$1.13B RAUM · 7 reps · 804-269-8711 · heartwoodva.com
85
DAYMARK WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($907.8M -> $2.50B). IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
85
SYNTEGRA PRIVATE WEALTH GROUP LLC — crossed $1B in regulatory AUM ($813.8M -> $1.02B). IAPD ↗
$1.02B RAUM · 12 reps · 314-802-7232
85
SEIA — grew from 62 to 99 advisory reps. IAPD ↗
$14.21B RAUM · 99 reps · 310-712-2323
85
MISSION WEALTH MANAGEMENT, LP — grew from 56 to 72 advisory reps. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
85
PROSPERITY - AN EISNERAMPER COMPANY — grew from 8 to 31 advisory reps. IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
85
BROKERS FINANCIAL — grew from 158 to 173 advisory reps. IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
85
ELLEVEST — grew from 14 to 31 advisory reps. IAPD ↗
$1.90B RAUM · 31 reps · 844-355-7100
85
NEW EDGE WEALTH — grew from 42 to 62 advisory reps. IAPD ↗
$8.61B RAUM · 62 reps · 2034242262 · newedgewealth.com
83
&PARTNERS — grew from 35 to 71 advisory reps. IAPD ↗
$663.8M RAUM · 71 reps · 615-255-6431 · ensemblewealthplanning.com
83
WATERLOO CAPITAL — grew from 16 to 29 advisory reps. IAPD ↗
$1.30B RAUM · 29 reps · 512-777-5900
81
JEFFERIES INVESTMENT ADVISERS LLC — grew from 98 to 109 advisory reps. IAPD ↗
$3.10B RAUM · 109 reps · 212-284-2300 · jefferieswealthmanagement.com
80
INTEGRITY ADVISORY SOLUTIONS — grew from 15 to 39 advisory reps. IAPD ↗
$147.5M RAUM · 39 reps · (336) 660-2782 · integritywealthsolutions.com
78
ABOUND WEALTH MANAGEMENT, LLC — grew from 16 to 24 advisory reps. IAPD ↗
$1.07B RAUM · 24 reps · 615-226-3667
77
DAYMARK WEALTH PARTNERS, LLC — grew from 9 to 16 advisory reps. IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
76
ENCOMPASS MORE ASSET MANAGEMENT LLC — grew from 32 to 43 advisory reps. IAPD ↗
$228.5M RAUM · 43 reps · 925-272-8850 · encompassmore.com
75
TRITONPOINT WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$1.33B RAUM · 6 reps · (301) 799-9001 · tritonpointwealth.com
75
KATHMERE CAPITAL MANAGEMENT, LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
$1.84B RAUM · 13 reps · 610-989-3900
75
G10 LLC — now reports 7 private fund(s) ($4.32B gross). IAPD ↗
$4.33B RAUM · 12 reps · 443-541-2440 · kwiadvisory.com
74
GHP INVESTMENT ADVISORS INC — grew from 16 to 20 advisory reps. IAPD ↗
$2.44B RAUM · 20 reps · 303-831-5051 · ghpia.com
74
B.O.S.S. RETIREMENT ADVISORS, LLC — grew from 30 to 36 advisory reps. IAPD ↗
$764.0M RAUM · 36 reps · 801-990-5055
74
PALLAS CAPITAL ADVISORS, LLC — grew from 20 to 24 advisory reps. IAPD ↗
$2.97B RAUM · 24 reps · (781) 971-5052 · pallascapitaladvisors.com
73
STADION MONEY MANAGEMENT, LLC — grew from 11 to 14 advisory reps. IAPD ↗
$2.33B RAUM · 14 reps · 706-583-5144 · stadionmoney.com
73
BLUE CHIP PARTNERS, LLC — grew from 12 to 15 advisory reps. IAPD ↗
$1.28B RAUM · 15 reps · 248-848-1111 · bluechippartners.com
73
COMPASS ION ADVISORS, LLC — grew from 10 to 13 advisory reps. IAPD ↗
$1.09B RAUM · 13 reps · (610) 228-2200
73
GRANGER MANAGEMENT LLC — grew from 8 to 11 advisory reps. IAPD ↗
$4.91B RAUM · 11 reps · (212) 658-0400 · grangerllc.com
73
LIBERTY WEALTH MANAGEMENT, LLC — grew from 15 to 18 advisory reps. IAPD ↗
$1.22B RAUM · 18 reps · 510-658-1880
73
JGP WEALTH MANAGEMENT, LLC — grew from 9 to 12 advisory reps. IAPD ↗
$1.08B RAUM · 12 reps · 503-446-6450
73
CHICAGO CAPITAL, LLC — grew from 7 to 10 advisory reps. IAPD ↗
$3.53B RAUM · 10 reps · 312-429-2333
73
SAGE MOUNTAIN ADVISORS, LLC — grew from 9 to 12 advisory reps. IAPD ↗
$2.19B RAUM · 12 reps · (404) 795-8361
73
SYNTEGRA PRIVATE WEALTH GROUP LLC — grew from 9 to 12 advisory reps. IAPD ↗
$1.02B RAUM · 12 reps · 314-802-7232
73
BALANCED WEALTH GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
73
TRAVEKA WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$531.3M RAUM · 2 reps · (650) 397-2225 · travekawealth.com
73
CAPITAL INVESTMENT COUNSEL, LLC — 's provisional registration is now fully approved. IAPD ↗
$548.3M RAUM · 2 reps · (303) 381-0200 · cicwealthadvisors.com
73
JPL WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$300.0M RAUM · 3 reps · 303-529-3637 · jplwm.com
73
STABLEPOINT PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$534.7M RAUM · 5 reps · (781) 654-4600 · stablepointpartners.com
73
PRAIRIE WEALTH ADVISORS, INC. — now reports 1 private fund(s) ($0 gross). IAPD ↗
$438.4M RAUM · 3 reps · 402-505-6810 · prairiewealthadvisors.com
73
WEALTHSPRING CAPITAL LLC — now reports 1 private fund(s) ($4.0M gross). IAPD ↗
$503.4M RAUM · 3 reps · 914-419-2207 · wealthspringcapital.com
72
GUYASUTA INVESTMENT ADVISORS, INCORPORATED — grew from 10 to 12 advisory reps. IAPD ↗
$2.09B RAUM · 12 reps · 412-447-4560 · guyasuta.com
72
DENALI ADVISORS, LLC — grew from 7 to 11 advisory reps. IAPD ↗
$493.4M RAUM · 11 reps · 858-558-3600 · denaliadvisors.com
72
MIDWEST PROFESSIONAL PLANNERS, LTD. — grew from 13 to 17 advisory reps. IAPD ↗
$431.8M RAUM · 17 reps · 715-848-3474
72
PERFORMANCE WEALTH — grew from 7 to 9 advisory reps. IAPD ↗
$2.55B RAUM · 9 reps · (630) 686-5655
71
HAVEN WEALTH GROUP — grew from 5 to 8 advisory reps. IAPD ↗
$285.6M RAUM · 8 reps · 713-980-8820
71
PARADIGM WEALTH MANAGEMENT, LLC — grew from 3 to 6 advisory reps. IAPD ↗
$347.9M RAUM · 6 reps · 440-892-5900 · investpwm.com
71
AUSTIN WEALTH MANAGEMENT, LLC — grew from 6 to 9 advisory reps. IAPD ↗
$568.4M RAUM · 9 reps · 512-467-2000
71
BENTOAK CAPITAL — grew from 8 to 11 advisory reps. IAPD ↗
$392.1M RAUM · 11 reps · 817-550-6750
71
SFG WEALTH MANAGEMENT — grew from 12 to 15 advisory reps. IAPD ↗
$556.3M RAUM · 15 reps · 410-825-3200
71
MCCAY WEALTH ADVISORY LLC — grew from 2 to 5 advisory reps. IAPD ↗
$284.4M RAUM · 5 reps · 931-728-2130
71
HIGH PROBABILITY ADVISORS, LLC — grew from 8 to 11 advisory reps. IAPD ↗
$679.9M RAUM · 11 reps · 585-485-0135
71
DOVER ADVISORS, LLC — grew from 3 to 6 advisory reps. IAPD ↗
$261.4M RAUM · 6 reps · 804-750-3665 · doveradvisors.com
71
AMERITY WEALTH MANAGEMENT, LLC — grew from 8 to 14 advisory reps. IAPD ↗
$141.0M RAUM · 14 reps · (863) 683-1750 · ameritywm.com
70
LAKE HILL CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($25.3M). IAPD ↗
$1.38B RAUM · 2 reps · 212-792-6671
70
DAYMARK WEALTH PARTNERS, LLC — now reports custody of client assets ($1.29B). IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
70
SYON CAPITAL LLC — now reports custody of client assets ($257.0M). IAPD ↗
$1.42B RAUM · 5 reps · 415-520-7966 · syoncap.com
70
G10 LLC — now reports custody of client assets ($4.33B). IAPD ↗
$4.33B RAUM · 12 reps · 443-541-2440 · kwiadvisory.com
70
TRITONPOINT WEALTH, LLC — now reports custody of client assets ($371.9M). IAPD ↗
$1.33B RAUM · 6 reps · (301) 799-9001 · tritonpointwealth.com
70
PEREGRINE ASSET ADVISERS, INC. — grew from 2 to 4 advisory reps. IAPD ↗
$519.7M RAUM · 4 reps · 503-459-4651 · peregrineaa.com
70
WATERFORD ADVISORS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$300.3M RAUM · 6 reps · 716-580-3906 · waterfordadv.com
70
MENDOTA FINANCIAL GROUP, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$431.1M RAUM · 6 reps · (608) 223-9211
70
SACHETTA, LLC — grew from 9 to 11 advisory reps. IAPD ↗
$720.2M RAUM · 11 reps · 781-233-4138
70
ASPEN WEALTH MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
$368.4M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
70
TRUVESTMENTS CAPITAL LLC — grew from 10 to 12 advisory reps. IAPD ↗
$362.7M RAUM · 12 reps · 941-753-3814
70
CANOPY 360 WEALTH, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$260.6M RAUM · 5 reps · (352) 369-1120
70
REGENT PEAK WEALTH ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$611.5M RAUM · 7 reps · 470-867-3550
70
COGENTBLUE — grew from 2 to 4 advisory reps. IAPD ↗
$625.8M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
70
BEVERLY HILLS PRIVATE WEALTH, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$696.0M RAUM · 5 reps · 310-388-3800
70
EQ WEALTH ADVISORS — grew from 3 to 5 advisory reps. IAPD ↗
$470.4M RAUM · 5 reps · 214-389-6750 · eqwealthadv.com
70
BURR FINANCIAL SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
$118.5M RAUM · 3 reps · 925-676-6007
70
VARRA WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$196.6M RAUM · 5 reps · 303 665 2822
70
PANORAMA WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$93.6M RAUM · 2 reps · 720-356-0779 · pwa.llc
70
BGV FINANCIAL ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$120.5M RAUM · 1 reps · 305-615-2070
70
INDEX TECHNOLOGIES GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
$28.7M RAUM · 4 reps · 212-466-6760
70
LAKE WATER ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
$40.0M RAUM · 1 reps · 315-730-7432 · lakewatercap.com
70
SALIENT WEALTH PLANNING — 's provisional registration is now fully approved. IAPD ↗
$166.0M RAUM · 2 reps · 858-768-0094 · salientwealthplanning.com
70
STONEBRIDGE WEALTH SYSTEMS LLC — 's provisional registration is now fully approved. IAPD ↗
$102.0M RAUM · 6 reps · 308-698-0144 · stonebridgeiwm.com
70
STAVIS WEALTH TRANSFER SOLUTIONS — 's provisional registration is now fully approved. IAPD ↗
$53.8M RAUM · 2 reps · 713-391-8200 · wealthtransfersolutions.com
70
KELLER FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$106.8M RAUM · 2 reps · 717-516-0700
70
DBD RETIREMENT AND FINANCIAL SERVICES — 's provisional registration is now fully approved. IAPD ↗
$130.2M RAUM · 1 reps · 703-791-5955 · dbdfinancial.com
70
PERMANENT CAPITAL MANAGEMENT, LP — 's provisional registration is now fully approved. IAPD ↗
$121.6M RAUM · 1 reps · 312-961-8251
70
DELARME WEALTH MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗
$156.6M RAUM · 2 reps · 424-250-1725
70
DECISIONMAP WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$177.4M RAUM · 3 reps · (703) 520-1160 · decisionmap.com
70
NOLET WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$136.6M RAUM · 2 reps · 817-350-4342 · noletwealth.com
70
FLORENCE CAPITAL ADVISORS, LLC — now reports 1 private fund(s) ($2.5M gross). IAPD ↗
$117.0M RAUM · 1 reps · (212) 202-3296 · florencecapital.com
69
CLARUS WEALTH ADVISORS, LLC — grew from 12 to 16 advisory reps. IAPD ↗
$222.9M RAUM · 16 reps · 623-583-6840 · heritagecapitalaz.com
68
MMHP INVESTMENT ADVISORS — now reports custody of client assets ($377.4M). IAPD ↗
$377.4M RAUM · 2 reps · 229-228-1822 · mmhpinvest.com
68
PLANNING CAPITAL MANAGEMENT CORP. — now reports custody of client assets ($34.3M). IAPD ↗
$313.3M RAUM · 5 reps · 215-709-5100 · planningcapital.com
68
SARD WEALTH MANAGMENT GROUP, LLC — now reports custody of client assets ($11.4M). IAPD ↗
$334.9M RAUM · 1 reps · 404-843-4483 · sardwealth.com
68
EDGE FINANCIAL ADVISORS, LLC — now reports custody of client assets ($10.8M). IAPD ↗
$362.4M RAUM · 6 reps · 630-221-1000
68
ARISTA WEALTH MANAGEMENT, LLC — now reports custody of client assets ($257.7M). IAPD ↗
$621.2M RAUM · 5 reps · 702-309-9970
68
MILLER FINANCIAL SERVICES LLC — now reports custody of client assets ($95.0M). IAPD ↗
$328.0M RAUM · 3 reps · 269-781-5129 · millerfinancialplanning.com
68
JOSEPH P. LUCIA & ASSOCIATES, LLC — now reports custody of client assets ($63.8M). IAPD ↗
$310.3M RAUM · 3 reps · 914-352-6600 · luciaandassociates.net
68
STRATEGIC INVESTMENT ADVISORS, LLC — now reports custody of client assets ($11.9M). IAPD ↗
$947.1M RAUM · 10 reps · 248-567-6688 · seniorplanningadvisors.com
68
BALLAST, INC. — now reports custody of client assets ($6.5M). IAPD ↗
$543.9M RAUM · 6 reps · 859-226-0625
68
XCEL WEALTH MANAGEMENT, LLC — now reports custody of client assets ($343.4M). IAPD ↗
$343.4M RAUM · 3 reps · 386-872-3440 · xcelwealth.com
68
CORE WEALTH MANAGEMENT, INC. — now reports custody of client assets ($288.0M). IAPD ↗
$288.0M RAUM · 3 reps · 561-491-0231 · core-wm.com
68
PRAIRIE WEALTH ADVISORS, INC. — now reports custody of client assets. IAPD ↗
$438.4M RAUM · 3 reps · 402-505-6810 · prairiewealthadvisors.com
68
PEAK WEALTH MANAGEMENT, LLC — now reports custody of client assets ($280.0M). IAPD ↗
$280.0M RAUM · 3 reps · 734-681-7575
68
BALLAST ADVISORS, LLC — now reports custody of client assets ($239.6M). IAPD ↗
$512.5M RAUM · 5 reps · (651) 478-4644 · ballastadvisors.com
68
UNCOMMON CENTS INVESTING — now reports custody of client assets ($7.3M). IAPD ↗
$358.0M RAUM · 3 reps · 608-563-2437 · uncommoncentsinvesting.com
68
WEALTHSPRING CAPITAL LLC — now reports custody of client assets ($4.0M). IAPD ↗
$503.4M RAUM · 3 reps · 914-419-2207 · wealthspringcapital.com
68
CREEKMUR ASSET MANAGEMENT, LLC — now reports custody of client assets ($1.8M). IAPD ↗
$410.6M RAUM · 10 reps · 309-925-2043
68
SAXON FINANCIAL GROUP — now reports custody of client assets ($226,147). IAPD ↗
$535.0M RAUM · 13 reps · 713-425-5340 · saxonfinancialgroup.com
68
COGENTBLUE — now reports custody of client assets ($508.7M). IAPD ↗
$625.8M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
68
TRIFECTA CAPITAL ADVISORS, LLC — now reports custody of client assets ($357.8M). IAPD ↗
$567.6M RAUM · 1 reps · 1-847-495-2464 · trifectacapitaladvisors.com
68
AB2 CAPITAL PARTNERS LLC — now reports custody of client assets ($200,000). IAPD ↗
$947.9M RAUM · 1 reps · (954) 802-8328
68
NEW INSIGHT WEALTH ADVISORS — now reports custody of client assets ($141.2M). IAPD ↗
$258.3M RAUM · 3 reps · 925-236-2525 · newinsightwealth.com
68
BALANCED WEALTH GROUP LLC — now reports custody of client assets ($12.0M). IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
68
TRAVEKA WEALTH, LLC — now reports custody of client assets ($94.6M). IAPD ↗
$531.3M RAUM · 2 reps · (650) 397-2225 · travekawealth.com
68
ADASINA SOCIAL CAPITAL — grew from 6 to 9 advisory reps. IAPD ↗
$232.9M RAUM · 9 reps · 415-986-5500
68
KAUFMAN ROSSIN WEALTH, LLC — grew from 3 to 6 advisory reps. IAPD ↗
$224.8M RAUM · 6 reps · 305-646-6071 · kaufmanrossinwealth.com
68
MARIDEA WEALTH MANAGEMENT — grew from 1 to 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 269-598-0939 · marideawealth.com
67
FINANCIAL NAVIGATORS INC. — grew from 4 to 6 advisory reps. IAPD ↗
$182.2M RAUM · 6 reps · 978-952-6800
67
ELAN WEALTH MANAGEMENT, L.L.C. — grew from 1 to 3 advisory reps. IAPD ↗
$135.0M RAUM · 3 reps · (252) 255-1700 · elanwealthmanagement.com
67
LIFETIME WEALTH MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$158.1M RAUM · 3 reps · 507-288-5587
67
BEACON WEALTH CONSULTANTS, INC. — grew from 10 to 12 advisory reps. IAPD ↗
$203.8M RAUM · 12 reps · 540-345-3891 · lightpointportfoliosolutions.com
67
WORTH ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
$179.3M RAUM · 11 reps · 704-731-0121 · worthadvisors.com
67
BFG WEALTH — grew from 1 to 3 advisory reps. IAPD ↗
$182.4M RAUM · 3 reps · 405-341-9245 · bfgwealth.net
67
FOUR POINTS ADVISORS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$30.6M RAUM · 5 reps · 646-300-6129 · 4pointsadvisors.com
67
SUMMIT FINANCIAL — grew from 6 to 8 advisory reps. IAPD ↗
$196.5M RAUM · 8 reps · 410-584-9600 · sumfi.com
67
ROCKPORT WEALTH ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
$123.0M RAUM · 9 reps · (216) 226-4560
67
COLORADO WEALTH GROUP LLC — grew from 7 to 9 advisory reps. IAPD ↗
$175.8M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
67
GILPIN WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
$171.2M RAUM · 4 reps · 720-893-2800 · gilpinwealth.com
67
DAUS FINANCIAL GROUP, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$154.1M RAUM · 3 reps · (269) 321-7472 · dausfinancial.com
67
PUREFI WEALTH, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$95.6M RAUM · 4 reps · (617) 488-9320 · purefiwealth.com
67
CAPITAL A WEALTH MANAGEMENT — grew from 6 to 8 advisory reps. IAPD ↗
$149.2M RAUM · 8 reps · 724-658-4211
65
OCEAN PARK ASSET MANAGEMENT, INC. — now reports custody of client assets ($25.6M). IAPD ↗
$146.8M RAUM · 8 reps · 310-452-1887
65
FARROW FINANCIAL INC — now reports custody of client assets ($58.3M). IAPD ↗
$227.9M RAUM · 1 reps · 802-728-4287 · farrowfinancial.com
65
CARMEL CAPITAL MANAGEMENT L.L.C. — now reports custody of client assets ($9.6M). IAPD ↗
$246.3M RAUM · 6 reps · 831-625-1375 · carmelcapital.com
65
WMS ADVISORS, LLC — now reports custody of client assets ($84.9M). IAPD ↗
$196.1M RAUM · 5 reps · 301-294-7804
65
WASHBURN CAPITAL MANAGEMENT INC. — now reports custody of client assets ($18.5M). IAPD ↗
$198.1M RAUM · 3 reps · 772 564-7291 · washburncapital.com
65
MINERVA PLANNING GROUP — now reports custody of client assets ($1.9M). IAPD ↗
$160.6M RAUM · 2 reps · 404-816-6688
65
NABITY-JENSEN INVESTMENT MANAGEMENT, INC. — now reports custody of client assets ($113.1M). IAPD ↗
$206.1M RAUM · 2 reps · 402-391-1021 · nabityjensen.com
65
THE PRIVATE INVESTMENT GROUP, INC. — now reports custody of client assets ($42.6M). IAPD ↗
$147.8M RAUM · 2 reps · 937-434-0500 · tpiginc.com
65
GALLERIA FINANCIAL ADVISORS, LLC — now reports custody of client assets ($40.5M). IAPD ↗
$181.6M RAUM · 2 reps · 770-790-3714
65
CHARLESTON FINANCIAL ADVISORS, LLC — now reports custody of client assets ($61.0M). IAPD ↗
$210.7M RAUM · 4 reps · 843-722-3331 · charlestonfinancial.net
65
BALLENTINE CAPITAL ADVISORS, INC. — now reports custody of client assets ($131.2M). IAPD ↗
$231.9M RAUM · 3 reps · 864-322-6046
65
WISNIEWSKI WEALTH MANAGEMENT — now reports custody of client assets ($165.0M). IAPD ↗
$159.6M RAUM · 2 reps · (972) 965-8261 · wi-wm.com
65
CHELSEA ADVISORY SERVICES, INC — now reports custody of client assets ($101.0M). IAPD ↗
$101.0M RAUM · 19 reps · 718-967-8400 · chfs.com
65
FINSYM PARTNERS, LLC — now reports custody of client assets ($1.7M). IAPD ↗
$136.2M RAUM · 2 reps · 206-510-9234 · finsymllc.com
65
TFS ADVISORS, LLC — now reports custody of client assets ($3.3M). IAPD ↗
$121.4M RAUM · 2 reps · (425) 776-0446 · tfsadvisors.com
65
PETERSON FINANCIAL GROUP, INC. — now reports custody of client assets ($1.2M). IAPD ↗
$190.4M RAUM · 2 reps · 515-226-1500 · petersonfg.com
65
FLORENCE CAPITAL ADVISORS, LLC — now reports custody of client assets ($5.1M). IAPD ↗
$117.0M RAUM · 1 reps · (212) 202-3296 · florencecapital.com
65
PFG PRIVATE WEALTH MANAGEMENT, LLC — now reports custody of client assets ($3.1M). IAPD ↗
$203.7M RAUM · 6 reps · 813-286-7776
65
IOWA WEALTH MANAGEMENT, LLC — now reports custody of client assets ($1.0M). IAPD ↗
$112.2M RAUM · 2 reps · 515-225-1924
65
4J WEALTH MANAGEMENT, LLC — now reports custody of client assets ($28.7M). IAPD ↗
$245.0M RAUM · 3 reps · (703) 566-9573
65
BROADWEALTH LLC — now reports custody of client assets ($35.6M). IAPD ↗
$132.8M RAUM · 1 reps · 617-549-1990
65
1858 WEALTH MANAGEMENT, LLC — now reports custody of client assets ($67.5M). IAPD ↗
$171.9M RAUM · 2 reps · (234) 678-5183 · 1858wm.com
65
BLACK HORSE WEALTH MANAGEMENT — now reports custody of client assets ($8.0M). IAPD ↗
$138.4M RAUM · 1 reps · 408-316-6364 · blackhorsewealth.com
65
SYNERGY FG — now reports custody of client assets ($11.9M). IAPD ↗
$220.1M RAUM · 4 reps · 888-734-2006 X3
65
COLORADO WEALTH GROUP LLC — now reports custody of client assets ($5.2M). IAPD ↗
$175.8M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
65
LSB WEALTH MANAGEMENT — now reports custody of client assets ($62.2M). IAPD ↗
$231.8M RAUM · 7 reps · 515-327-9922 · mylsbcapital.com
65
GILPIN WEALTH MANAGEMENT LLC — now reports custody of client assets ($884,092). IAPD ↗
$171.2M RAUM · 4 reps · 720-893-2800 · gilpinwealth.com
65
NAUTILUS WEALTH ADVISORS — now reports custody of client assets ($3.1M). IAPD ↗
$107.6M RAUM · 1 reps · (321) 724-1888 · nautiluswealthadvisors.com
65
ALLIANCE WEALTH MANAGEMENT PARTNERS LLC — now reports custody of client assets ($19.2M). IAPD ↗
$184.3M RAUM · 6 reps · (865) 862-5956 · secwealthmanagement.com
65
DISCIPLINE WEALTH SOLUTIONS, INC. — now reports custody of client assets ($144,588). IAPD ↗
$93.0M RAUM · 2 reps · 864-322-6046 · disciplinewealth.com
65
INTREPID WEALTH PARTNERS, LLC — now reports custody of client assets ($35.1M). IAPD ↗
$35.1M RAUM · 2 reps · 8554978737 · tribeofluxury.com
65
DAUS FINANCIAL GROUP, LLC — now reports custody of client assets ($60.6M). IAPD ↗
$154.1M RAUM · 3 reps · (269) 321-7472 · dausfinancial.com
65
HIGHLANDS INVESTMENT MANAGEMENT — now reports custody of client assets. IAPD ↗
$0 RAUM · 1 reps · 305 319-1411 · wm-advisors.com
65
AUA PRIVATE WEALTH ADVISORS, LLC — now reports custody of client assets ($47.5M). IAPD ↗
$98.2M RAUM · 3 reps · (484) 965-0991
65
ELEVATION WEALTH PARTNERS LLC — now reports custody of client assets ($54.2M). IAPD ↗
$160.8M RAUM · 2 reps · (561) 491-0518 · elevationwealthpartners.net
65
ALCALA MULTI FAMILY OFFICE — now reports custody of client assets. IAPD ↗
$0 RAUM · 3 reps · (646) 559-0560
65
CARLIN WEALTH MANAGEMENT GROUP, LLC — now reports custody of client assets ($7.0M). IAPD ↗
$150.2M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
65
ENSPIRE WEALTH MANAGEMENT, LLC — now reports custody of client assets ($74.5M). IAPD ↗
$95.9M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
65
ECHELONS CAPITAL, LLC — now reports custody of client assets ($10.1M). IAPD ↗
$129.9M RAUM · 1 reps · 706-372-4218
65
SALIENT WEALTH PLANNING — now reports custody of client assets ($166.0M). IAPD ↗
$166.0M RAUM · 2 reps · 858-768-0094 · salientwealthplanning.com
65
DECISIONMAP WEALTH MANAGEMENT, LLC — now reports custody of client assets ($14.7M). IAPD ↗
$177.4M RAUM · 3 reps · (703) 520-1160 · decisionmap.com
63
SNIDER FINANCIAL GROUP — began participating in a wrap-fee program. IAPD ↗
$315.8M RAUM · 5 reps · 425-453-7080 · sniderfinancialgroup.com
63
MASTODON ADVISORY GROUP — began participating in a wrap-fee program. IAPD ↗
$304.0M RAUM · 1 reps · 713-893-0738
63
BALANCED WEALTH GROUP LLC — began participating in a wrap-fee program. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
63
STABLEPOINT PARTNERS, LLC — began participating in a wrap-fee program. IAPD ↗
$534.7M RAUM · 5 reps · (781) 654-4600 · stablepointpartners.com
60
OCEAN PARK ASSET MANAGEMENT, INC. — began participating in a wrap-fee program. IAPD ↗
$146.8M RAUM · 8 reps · 310-452-1887
60
TEPLITZ FINANCIAL GROUP LLC — began participating in a wrap-fee program. IAPD ↗
$106.9M RAUM · 1 reps · 732-591-0909
60
INTEGRITY ADVISORY SOLUTIONS — began participating in a wrap-fee program. IAPD ↗
$147.5M RAUM · 39 reps · (336) 660-2782 · integritywealthsolutions.com
60
ROCKPORT WEALTH ADVISORS — began participating in a wrap-fee program. IAPD ↗
$123.0M RAUM · 9 reps · (216) 226-4560
60
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. — began participating in a wrap-fee program. IAPD ↗
$140.6M RAUM · 3 reps · 503-253-3000 · pricefg.com
60
SILO FINANCIAL LLC — began participating in a wrap-fee program. IAPD ↗
$0 RAUM · 2 reps · (512)-954-0626
55
OPPENHEIMER & CO. INC. — 's Item 11 disclosure-reporting entries rose by 3 (98 -> 101). IAPD ↗
$22.65B RAUM · 1073 reps · 212-668-8000 · oppenheimer.com
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 2 (100 -> 102). IAPD ↗
$593.13B RAUM · 19677 reps · 314-515-2000
55
GOLDMAN SACHS & CO. LLC — 's Item 11 disclosure-reporting entries rose by 13 (747 -> 760). IAPD ↗
$211.42B RAUM · 2260 reps · 212-902-1000
55
RAYMOND JAMES & ASSOCIATES, INC. — 's Item 11 disclosure-reporting entries rose by 10 (151 -> 161). IAPD ↗
$350.04B RAUM · 5254 reps · 727-567-1000
55
VOYA FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (51 -> 53). IAPD ↗
$2.68B RAUM · 529 reps · 1-800-356-2906 · voyafinancialadvisors.com
55
LINCOLN FINANCIAL SECURITIES CORPORATION — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
$3.94B RAUM · 386 reps · 800-237-3813 · lfg.com
55
LINCOLN FINANCIAL ADVISORS CORPORATION — 's Item 11 disclosure-reporting entries rose by 3 (20 -> 23). IAPD ↗
$32.60B RAUM · 986 reps · 800-237-3813 · lfg.com
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 4 (478 -> 482). IAPD ↗
$1093.69B RAUM · 25573 reps · 800-637-7455 · business.bofa.com
55
AEGIS CAPITAL CORP. — 's Item 11 disclosure-reporting entries rose by 1 (34 -> 35). IAPD ↗
$1.28B RAUM · 63 reps · 212-813-1010 · aegiscapcorp.com
55
ADVICE AND PLANNING SERVICES — 's Item 11 disclosure-reporting entries rose by 4 (31 -> 35). IAPD ↗
$30.91B RAUM · 949 reps · 212-490-9000
55
RBC CAPITAL MARKETS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (223 -> 226). IAPD ↗
$201.26B RAUM · 2042 reps · 212-858-7000 · us.rbcwealthmanagement.com
55
CITY NATIONAL SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (37 -> 38). IAPD ↗
$1.49B RAUM · 47 reps · 310-888-6400 · cnb.com
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗
$164.89B RAUM · 204 reps · 212-454-4500
55
ONEDIGITAL INVESTMENT ADVISORS — 's Item 11 disclosure-reporting entries rose by 2 (9 -> 11). IAPD ↗
$89.15B RAUM · 380 reps · 877-742-2021
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗
$46.48B RAUM · 134 reps · 312-537-7000
55
CITY NATIONAL ROCHDALE — 's Item 11 disclosure-reporting entries rose by 1 (9 -> 10). IAPD ↗
$60.07B RAUM · 129 reps · 212-702-3500
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (24 -> 26). IAPD ↗
$82.43B RAUM · 3313 reps · 641-472-5100 · iheart.com
55
KEY INVESTMENT SERVICES LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗
$3.22B RAUM · 400 reps · (888) 547-2968 · key.com
55
BROKERS FINANCIAL — 's Item 11 disclosure-reporting entries rose by 9 (7 -> 16). IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
55
ROCKEFELLER CAPITAL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$34.71B RAUM · 405 reps · 212-549-5100 · rcm.rockco.com
55
BAKER TILLY WEALTH MANAGEMENT, LLC — notice-filed in CO, GA, IL, MD, ME, NJ. IAPD ↗
$4.80B RAUM · 22 reps · 833-761-0673 · bakertilly.com
53
NAMCOA — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$277.7M RAUM · 17 reps · (239) 593-5525 · flretire.com
53
REDE WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$262.3M RAUM · 2 reps · (434) 974-3500
53
VENTURA WEALTH MANAGEMENT — notice-filed in CT, GA, MA, MD, TN, VA. IAPD ↗
$443.2M RAUM · 8 reps · 866 899-0068
53
CREEKMUR ASSET MANAGEMENT, LLC — notice-filed in AL, AZ, CA, FL, IN, MI, MO, NC, TN. IAPD ↗
$410.6M RAUM · 10 reps · 309-925-2043
53
BALANCED WEALTH GROUP LLC — notice-filed in CO, FL, MI, NC, TX. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
53
STABLEPOINT PARTNERS, LLC — notice-filed in CA, FL, ME, NH, NY, PA, SC, TN, VA. IAPD ↗
$534.7M RAUM · 5 reps · (781) 654-4600 · stablepointpartners.com
51
SMITHBRIDGE ASSET MANAGEMENT, INC. — notice-filed in AZ, MO, NC, NY. IAPD ↗
$527.6M RAUM · 4 reps · 610-361-9141
51
PLANNING CAPITAL MANAGEMENT CORP. — notice-filed in CO, NE, SC, VA. IAPD ↗
$313.3M RAUM · 5 reps · 215-709-5100 · planningcapital.com
51
RETIREMENT MANAGEMENT SYSTEMS — notice-filed in AK, ID, NV. IAPD ↗
$1.38B RAUM · 5 reps · 888-870-7674
51
SAGE PRIVATE WEALTH GROUP, LLC — notice-filed in CA, MD, PA, VA. IAPD ↗
$286.4M RAUM · 12 reps · 630-933-0000
51
PINNACLE PEAK PRIVATE CLIENT GROUP, LLC — notice-filed in ID, MI, NC, NY. IAPD ↗
$338.4M RAUM · 4 reps · 480-771-4301 · pinpeakpcg.com
51
DAYMARK WEALTH PARTNERS, LLC — notice-filed in MA, NE, NH. IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
51
HOLISTIC PLANNING, LLC — notice-filed in AR, CA, CO, TN. IAPD ↗
$251.8M RAUM · 5 reps · (936) 800-0800
50
CHERRY CREEK INVESTMENT ADVISORS INC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$207.5M RAUM · 2 reps · 303-320-5774 · cherrycreekinvestmentadvisors.com
50
SPECTRUM ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$118.0M RAUM · 4 reps · 972-931-3700 · spectrumadvisors.net
50
CRESCENT ADVISOR GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$240.7M RAUM · 17 reps · 972-490-0150
50
SYMPHONIC FINANCIAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
$125.2M RAUM · 4 reps · 212-702-3500
50
INVARIANT INVESTMENT MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$91.7M RAUM · 6 reps · (717) 317-9006
50
BRIDGEPORT FINANCIAL SOLUTIONS — 's Item 11 disclosure-reporting entries rose by 12 (0 -> 12). IAPD ↗
$0 RAUM · 0 reps · 800-777-6080 · bridgeport.financial.com
50
INVESTABLE WEALTH, LLC — notice-filed in AR, AZ, CT, GA, IA, IL, IN, KY, MA, MN, MO, MS, NY, RI, SC, VA, WA. IAPD ↗
$71.7M RAUM · 2 reps · 801-317-8222
50
REDWOOD INVESTMENT GROUP, INC — notice-filed in FL, GA, HI, MA, MI, MO, TN, WI. IAPD ↗
$117.2M RAUM · 2 reps · 707-964-9700 · myredwoodinvestments.com
50
AGHAZ INVESTMENT ADVISORS, LLC — notice-filed in CA, FL, GA, IL, MA, MD, MI, MN, MO, NC, NJ, NY, OH, PA, TX, VA, WA. IAPD ↗
$915,337 RAUM · 1 reps · 425-202-6196 · aghazinvest.com
50
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in FL, IA, IL, MO, TX. IAPD ↗
$93.0M RAUM · 2 reps · 864-322-6046 · disciplinewealth.com
50
NERDWALLET ADVISORY — notice-filed in AK, AZ, FL, IL, MN, NJ, OH, PA, TX, UT, VA, WA, WI. IAPD ↗
$0 RAUM · 1 reps · 415 310-6261 · nerdwalletadvisors.com
50
SOVRAN ADVISORS, LLC — notice-filed in CO, FL, GA, LA, NC, NE, NJ, NV, PA, TX, VA, WA. IAPD ↗
$0 RAUM · 2 reps · 619-281-9890 · sovranadvisors.com
49
ATLAS CAPITAL MANAGEMENT CORP — notice-filed in ID, MO, NE. IAPD ↗
$410.5M RAUM · 4 reps · 260-637-2857 · atlascapitalmanagement.com
49
LINSCOMB WEALTH, INC. — notice-filed in NJ, NM. IAPD ↗
$4.29B RAUM · 29 reps · 713-840-1000 · linscombwealth.com
49
AMERAUDI ASSET MANAGEMENT, INC. — notice-filed in PA, VA. IAPD ↗
$1.17B RAUM · 5 reps · 212-833-1090 · ameraudi.com
49
MJP WEALTH ADVISORS — notice-filed in SC, TN. IAPD ↗
$1.06B RAUM · 11 reps · 860-677-7755
49
ELITE WEALTH MANAGEMENT, INC. — notice-filed in AZ, CA, TX. IAPD ↗
$996.3M RAUM · 4 reps · 425-828-4300 · elitewm.com
49
JFS WEALTH ADVISORS, LLC — notice-filed in ID, MI. IAPD ↗
$2.98B RAUM · 30 reps · 724-962-3200
49
TELOS CAPITAL MANAGEMENT, INC. — notice-filed in NM, OR. IAPD ↗
$1.10B RAUM · 6 reps · (858) 271-6350
49
CORE WEALTH MANAGEMENT, INC. — notice-filed in GA, NC, NY. IAPD ↗
$288.0M RAUM · 3 reps · 561-491-0231 · core-wm.com
49
INSPIRION WEALTH ADVISORS, LLC — notice-filed in IA, SC. IAPD ↗
$1.08B RAUM · 9 reps · 847-918-9100 · inspirionwealth.com
49
GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in MT, UT. IAPD ↗
$1.42B RAUM · 51 reps · 866.273.1563 · cfmplanners.com
49
THE WEALTH CONSULTING GROUP — notice-filed in MS, VT. IAPD ↗
$2.80B RAUM · 149 reps · 702-263-1919
49
INSIGHT FOLIOS — notice-filed in MD, NE, NY. IAPD ↗
$279.0M RAUM · 15 reps · (704) 529-9500
49
OLIO FINANCIAL PLANNING — notice-filed in CO, NY, OR. IAPD ↗
$321.4M RAUM · 9 reps · 703.459.9299
49
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC — notice-filed in IL, MI, NC. IAPD ↗
$265.7M RAUM · 3 reps · (480) 557-9727
49
ROCKLINE WEALTH MANAGEMENT LLC — notice-filed in CO, CT, VA. IAPD ↗
$477.5M RAUM · 5 reps · 516-605-1624 · rocklinewealth.com
48
PANORAMA WEALTH ADVISORS — notice-filed in CA, FL, MI, TX. IAPD ↗
$93.6M RAUM · 2 reps · 720-356-0779 · pwa.llc
47
BROWN, LISLE/CUMMINGS, INC — notice-filed in GA, VT. IAPD ↗
$342.8M RAUM · 7 reps · 401-421-8900
47
BRIGHTON SECURITIES CORP. — notice-filed in DC, RI. IAPD ↗
$549.2M RAUM · 31 reps · 585-473-3590
47
MIDWESTERN SECURITIES TRADING CO.,LLC — notice-filed in CT. IAPD ↗
$1.01B RAUM · 37 reps · 309-699-6786
47
HALBERT HARGROVE — notice-filed in MN. IAPD ↗
$2.74B RAUM · 29 reps · 562-435-5657
47
SHARKEY HOWES & JAVER INC — notice-filed in AZ, NC. IAPD ↗
$824.7M RAUM · 8 reps · 303-639-5100 · secure.shj401k.com
47
SMITH SHELLNUT WILSON — notice-filed in NJ. IAPD ↗
$7.23B RAUM · 13 reps · 601-605-1776 · ssw1776.com
47
EVERETT HARRIS & CO — notice-filed in MA. IAPD ↗
$10.04B RAUM · 13 reps · 213-625-2677 · everettharris.com
47
HCM WEALTH ADVISORS — notice-filed in IL, LA. IAPD ↗
$909.1M RAUM · 10 reps · 513-598-5120
47
TRAPHAGEN FINANCIAL GROUP — notice-filed in CO. IAPD ↗
$1.53B RAUM · 10 reps · 201-262-1040 · tfgllc.com
47
ESSEX LLC — notice-filed in CO, NJ. IAPD ↗
$474.3M RAUM · 7 reps · 847-777-7800
47
GUYASUTA INVESTMENT ADVISORS, INCORPORATED — notice-filed in WV. IAPD ↗
$2.09B RAUM · 12 reps · 412-447-4560 · guyasuta.com
47
CONTRAVISORY INVESTMENT MANAGEMENT, INC. — notice-filed in CO, VI. IAPD ↗
$551.0M RAUM · 4 reps · 781-740-1786
47
ALTFEST PERSONAL WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
$1.58B RAUM · 19 reps · 212-406-0850
47
PETERSEN HASTINGS WEALTH ADVISORS, INC. — notice-filed in FL. IAPD ↗
$1.12B RAUM · 15 reps · 509-735-0484 · petersenhastings.com
47
MISSION WEALTH MANAGEMENT, LP — notice-filed in KS. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
47
CLEARWATER ADVISORS, LLC — notice-filed in OR. IAPD ↗
$3.63B RAUM · 5 reps · 208-433-1222 · clearwateradvisors.com
47
JOHNSON INVESTMENT COUNSEL, INC. — notice-filed in LA. IAPD ↗
$16.31B RAUM · 70 reps · 513-661-3100 · johnsonmutualfunds.com
47
LUTZ FINANCIAL — notice-filed in FL. IAPD ↗
$2.28B RAUM · 10 reps · 402-827-2300
47
PRIVATE WEALTH MANAGEMENT, INC. — notice-filed in FL, TX. IAPD ↗
$699.2M RAUM · 4 reps · 901-322-4212
47
RKL PRIVATE WEALTH — notice-filed in NY. IAPD ↗
$1.43B RAUM · 21 reps · (717) 399-1700
47
MCF ADVISORS, LLC — notice-filed in NC. IAPD ↗
$2.33B RAUM · 21 reps · 859-392-8600
47
BLUE CHIP PARTNERS, LLC — notice-filed in TN. IAPD ↗
$1.28B RAUM · 15 reps · 248-848-1111 · bluechippartners.com
47
HENRICKSON NAUTA WEALTH ADVISORS, INC. — notice-filed in CA, NC. IAPD ↗
$528.4M RAUM · 6 reps · 616-361-9308 · hnwealthadvisors.com
47
KEATING FINANCIAL ADVISORY SERVICES — notice-filed in MO, NC. IAPD ↗
$295.8M RAUM · 26 reps · 785-537-0366 · theconverseteam.com
47
SHULMAN DEMEO ASSET MANAGEMENT, LLC — notice-filed in NC, PA. IAPD ↗
$678.6M RAUM · 2 reps · 516.708.9955 · shulmandemeo.com
47
MIRACLE MILE ADVISORS, LLC — notice-filed in MD. IAPD ↗
$4.13B RAUM · 37 reps · (310) 246-1243
47
DILIGENT INVESTORS, LLC — notice-filed in GA, IA. IAPD ↗
$617.1M RAUM · 4 reps · (909) 792-2894 · diligentinvestorsllc.com
47
MAS ADVISORS LLC — notice-filed in DE. IAPD ↗
$1.13B RAUM · 10 reps · 786-364-3101 · masadvisorsllc.com
47
HEMINGTON WEALTH MANAGEMENT — notice-filed in NE, SC. IAPD ↗
$894.4M RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
47
GR FINANCIAL GROUP, LLC — notice-filed in NV, OH. IAPD ↗
$739.8M RAUM · 6 reps · 520-577-4711 · gr-financialgroup.com
47
GAINPLAN LLC — notice-filed in AZ, WV. IAPD ↗
$381.1M RAUM · 9 reps · 248.385.3737
47
SHP WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
$1.10B RAUM · 24 reps · 508-746-2400
47
KINGS PATH PARTNERS LLC — notice-filed in CO. IAPD ↗
$1.06B RAUM · 4 reps · (832) 500-3101 · kingspath.com
47
SFG WEALTH MANAGEMENT — notice-filed in AZ, TN. IAPD ↗
$556.3M RAUM · 15 reps · 410-825-3200
47
BALLAST ADVISORS, LLC — notice-filed in OR, TN. IAPD ↗
$512.5M RAUM · 5 reps · (651) 478-4644 · ballastadvisors.com
47
OPEROSE ADVISORS LLC — notice-filed in IL. IAPD ↗
$1.25B RAUM · 7 reps · 414-209-3280
47
MERIDIAN WEALTH PARTNERS, LLC — notice-filed in CT. IAPD ↗
$1.12B RAUM · 9 reps · 610-272-4700
47
WINTHROP WEALTH — notice-filed in GA. IAPD ↗
$2.21B RAUM · 22 reps · 617-530-1010
47
JGP WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
$1.08B RAUM · 12 reps · 503-446-6450
47
APOLLON WEALTH MANAGEMENT, LLC — notice-filed in RI. IAPD ↗
$3.36B RAUM · 71 reps · 843-579-0018 · teloswealthadvisors.com
47
HEIRLOOM WEALTH MANAGEMENT LLC — notice-filed in TN, WY. IAPD ↗
$500.4M RAUM · 11 reps · 720-328-2877 · heirloomwm.com
47
BISON ADVISORS — notice-filed in MD. IAPD ↗
$1.37B RAUM · 33 reps · 706-372-4882 · uturnequity.com
47
BEACON HARBOR WEALTH ADVISORS — notice-filed in CA, SC. IAPD ↗
$522.3M RAUM · 4 reps · 757-644-4545 · beaconharborwealth.com
47
NEW REPUBLIC PARTNERS — notice-filed in CO. IAPD ↗
$1.63B RAUM · 12 reps · 704-626-1526 · newrepublicpartners.com
47
LAKERIDGE WEALTH MANAGEMENT LLC — notice-filed in MD, MI. IAPD ↗
$605.8M RAUM · 11 reps · (440) 510-1901 · nmswealthmanagement.com
47
BLEAKLEY FINANCIAL GROUP, LLC — notice-filed in AK. IAPD ↗
$7.45B RAUM · 159 reps · (973) 575-4180
47
TITLEIST ASSET MANAGEMENT, LLC — notice-filed in CA, NV. IAPD ↗
$960.5M RAUM · 27 reps · 210-826-2424 · tamgmt.com
47
MODERN WEALTH MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
$1.54B RAUM · 19 reps · 913-825-1000
47
DOWNTOWN WEALTH STUDIOS, LLC — notice-filed in AZ, NH. IAPD ↗
$747.2M RAUM · 4 reps · 888-240-2737 · dtwn.co
47
TIDEMARK, LLC — notice-filed in GA, WA. IAPD ↗
$250.5M RAUM · 6 reps · 888-791-0197
46
GUNDERSON CAPITAL MANAGEMENT — notice-filed in LA, NE, UT. IAPD ↗
$227.7M RAUM · 2 reps · 760-846-2046 · pwstreet.podbean.com
46
GLOBAL AUTOTRADING — notice-filed in IN, MA, UT. IAPD ↗
$19.4M RAUM · 1 reps · N/A · global-autotrading.com
46
XYPN INVEST — notice-filed in MN, NC, OH. IAPD ↗
$101.3M RAUM · 3 reps · (360) 301-7579 · newleaffinancialguidance.com
46
FLORIDA FINANCIAL ADVISORS, LLC — notice-filed in ID, NM, OK. IAPD ↗
$94.8M RAUM · 170 reps · (813) 333-1683
46
DARDEN WEALTH GROUP — notice-filed in CT, DC, NH. IAPD ↗
$212.5M RAUM · 4 reps · 734-294-0100 · dardenwealth.com
46
ROCKPORT WEALTH ADVISORS — notice-filed in KY, NC, PA. IAPD ↗
$123.0M RAUM · 9 reps · (216) 226-4560
46
BLUEPRINT FINANCIAL ADVISORS — notice-filed in AZ, MI, NV. IAPD ↗
$25.4M RAUM · 3 reps · 336-609-7522 · buildyourblueprint.com
45
BARRETT & COMPANY — notice-filed in WA. IAPD ↗
$370.1M RAUM · 5 reps · 401-351-1000
45
CLEAN YIELD ASSET MANAGEMENT — notice-filed in CO. IAPD ↗
$510.7M RAUM · 3 reps · 802-526-2525 · cleanyield.com
45
RANDOLPH CO INC — notice-filed in NH. IAPD ↗
$808.4M RAUM · 4 reps · [513]891-7144
45
ROSENBLUM SILVERMAN SUTTON SF INC — notice-filed in OR. IAPD ↗
$382.0M RAUM · 2 reps · 415-771-4500 · rssic.com
45
ARTHUR M. COHEN & ASSOCIATES LLC — notice-filed in DC. IAPD ↗
$853.0M RAUM · 2 reps · 847-480-2990
45
THOR WEALTH MANAGEMENT INC — notice-filed in MI. IAPD ↗
$514.1M RAUM · 7 reps · 513-271-6777
45
BRAND ASSET MANAGEMENT GROUP, INC. — notice-filed in NY. IAPD ↗
$834.0M RAUM · 10 reps · 636-532-7333 · brandamg.com
45
HFR WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
$465.1M RAUM · 4 reps · 518-346-8189
45
MOODY ALDRICH PARTNERS, LLC — notice-filed in FL. IAPD ↗
$802.3M RAUM · 7 reps · 781-639-2750 · eshorecap.com
45
RIGGS ASSET MANAGEMENT CO INC — notice-filed in MA. IAPD ↗
$448.8M RAUM · 6 reps · 570-823-3383 · riggsadvisors.com
45
JACOBS & COMPANY, LLC — notice-filed in WA. IAPD ↗
$994.0M RAUM · 3 reps · 415-777-1617
45
BCM ADVISORS, LLC — notice-filed in TN. IAPD ↗
$578.1M RAUM · 6 reps · 337-233-7758 · bcm-advisors.com
45
NICOLLET INVESTMENT MANAGEMENT, INC. — notice-filed in MD. IAPD ↗
$463.5M RAUM · 5 reps · 612-915-3033 · nicolletinvest.com
45
MOLLER WEALTH PARTNERS — notice-filed in IN. IAPD ↗
$565.4M RAUM · 4 reps · 847-441-7575
45
PEREGRINE ASSET ADVISERS, INC. — notice-filed in NM. IAPD ↗
$519.7M RAUM · 4 reps · 503-459-4651 · peregrineaa.com
45
JACOBSEN CAPITAL MANAGEMENT — notice-filed in CA. IAPD ↗
$427.9M RAUM · 4 reps · 801-746-7171 · jacobsencapital.com
45
FREEGULLIVER, LLC — notice-filed in NE. IAPD ↗
$465.3M RAUM · 8 reps · 504-899-0300 · freegulliver.com
45
COX CAPITAL MANAGEMENT LLC — notice-filed in WA. IAPD ↗
$304.3M RAUM · 4 reps · 978-475-3325
45
KUHN ADVISORS, INC. — notice-filed in VA. IAPD ↗
$719.9M RAUM · 3 reps · 919-493-3233 · kuhnadvisors.com
45
INVESTMARK ADVISORY GROUP LLC — notice-filed in NC. IAPD ↗
$623.2M RAUM · 10 reps · 203-953-3777 · investmark.net
45
WHITCOMB & HESS, INC. — notice-filed in IN. IAPD ↗
$343.8M RAUM · 8 reps · 419-289-7007 · whitcomb.com
45
NORTHEAST FINANCIAL GROUP, INC. — notice-filed in TX. IAPD ↗
$775.1M RAUM · 7 reps · 570-688-9898
45
STRATEGIC WEALTH MANAGEMENT GROUP — notice-filed in LA. IAPD ↗
$667.7M RAUM · 5 reps · 212-489-0100 · swmgrp.com
45
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC — notice-filed in CO. IAPD ↗
$866.2M RAUM · 8 reps · 561-447-1997 · bssfa.com
45
GRAY PRIVATE WEALTH, LLC — notice-filed in PA. IAPD ↗
$395.9M RAUM · 5 reps · 781.232.2020 · grayprivatewealth.com
45
LONGVIEW WEALTH MANAGEMENT — notice-filed in MO. IAPD ↗
$986.8M RAUM · 24 reps · 404-843-3100 · longviewwealthmanagement.com
45
EVEREST FINANCIAL GROUP — notice-filed in LA. IAPD ↗
$607.1M RAUM · 14 reps · 763-923-7525 · everestfg.us
45
TRINITY CAPITAL MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
$413.7M RAUM · 5 reps · 805-963-0500 · trinitycm.com
45
GILMAN HILL ASSET MANAGEMENT, LLC — notice-filed in VA. IAPD ↗
$704.9M RAUM · 5 reps · 203-571-0225
45
CAPE INVESTMENT ADVISORY, INC. — notice-filed in DE. IAPD ↗
$298.9M RAUM · 40 reps · 678-583-1120 · glacierwealthmanagement.com
45
KEENER FINANCIAL PLANNING — notice-filed in LA. IAPD ↗
$293.7M RAUM · 9 reps · 817-993-0401 · keenerfinancial.com
45
MACROVIEW INVESTMENT MANAGEMENT LLC — notice-filed in SC. IAPD ↗
$270.9M RAUM · 4 reps · 301-907-6794
45
EASTOVER CAPITAL MANAGEMENT — notice-filed in KS. IAPD ↗
$327.7M RAUM · 5 reps · 704-336-6818
45
LODESTONE WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗
$274.4M RAUM · 3 reps · 509-413-2386 · lodestonewm.com
45
FLOREK FINANCIAL, LLC — notice-filed in NY. IAPD ↗
$412.0M RAUM · 2 reps · 781-934-9400 · florekfinancial.com
45
CORDANT WEALTH PARTNERS — notice-filed in AZ. IAPD ↗
$272.4M RAUM · 5 reps · (503) 621-9207
45
FLYNN ZITO CAPITAL MANAGEMENT, LLC — notice-filed in ME. IAPD ↗
$470.2M RAUM · 6 reps · (516) 746-9000
45
MOSS, LUSE & WOMBLE, LLC — notice-filed in IL. IAPD ↗
$319.6M RAUM · 15 reps · 972-674-2584
45
THE ADVOCATE GROUP, LLC — notice-filed in AZ. IAPD ↗
$635.9M RAUM · 11 reps · 952-693-2630 · theadvocategroup.com
45
COMPASS FINANCIAL MANAGEMENT LLC — notice-filed in WY. IAPD ↗
$263.6M RAUM · 16 reps · 813-831-5168 · compassfmllc.com
45
STONEMARK WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
$366.0M RAUM · 4 reps · 626-304-9888 · stonemarkwealth.com
45
WEALTHSTAR ADVISORS, LLC — notice-filed in NH. IAPD ↗
$671.5M RAUM · 10 reps · 972-372-2935
45
KERCHEVILLE ADVISORS LLC — notice-filed in CO. IAPD ↗
$394.6M RAUM · 3 reps · 210-694-5000 · kercheville.com
45
FOURSTAR WEALTH ADVISORS, LLC — notice-filed in WI. IAPD ↗
$677.1M RAUM · 25 reps · (312) 667-1750 · optfinancialstrategies.com
45
ONE DEGREE ADVISORS, INC. — notice-filed in CO. IAPD ↗
$306.5M RAUM · 7 reps · 619-282-3288
45
FINANCIAL COACH — notice-filed in DE. IAPD ↗
$300.8M RAUM · 5 reps · 484-887-0452
45
BUSKA WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
$268.0M RAUM · 6 reps · 715-355-4445
45
ROSE CAPITAL ADVISORS, LLC — notice-filed in VA. IAPD ↗
$409.6M RAUM · 7 reps · 305-534-7673 · rosecapitaladvisors.com
45
WHITE OAKS WEALTH ADVISORS, INC. — notice-filed in CA. IAPD ↗
$490.9M RAUM · 2 reps · 612-455-6900 · whiteoakswealth.com
45
FALCON WEALTH PLANNING, INC. — notice-filed in NC. IAPD ↗
$825.8M RAUM · 18 reps · 855-963-2526
45
BELL & BROWN WEALTH ADVISORS, LLC — notice-filed in AR. IAPD ↗
$324.8M RAUM · 2 reps · 949-396-1088
45
FWG INVESTMENTS, LLC — notice-filed in HI. IAPD ↗
$339.6M RAUM · 9 reps · 859-309-0349 · thefamilywealthgroup.com
45
BRIGHT FUTURES WEALTH MANAGEMENT, LLC — notice-filed in ME. IAPD ↗
$323.2M RAUM · 21 reps · (585) 231-1595
45
FIDUCIARY FINANCIAL GROUP, LLC — notice-filed in OR. IAPD ↗
$544.6M RAUM · 7 reps · 415-352-1100
45
ONE CHARLES PRIVATE WEALTH — notice-filed in TX. IAPD ↗
$621.9M RAUM · 5 reps · 617-337-4208 · focusfinancialpartners.com
45
ALTUS WEALTH GROUP, LLC — notice-filed in WI. IAPD ↗
$445.0M RAUM · 8 reps · 719-900-1295 · altuswealthgroup.com
45
OPAL WEALTH ADVISORS, LLC — notice-filed in PA. IAPD ↗
$633.1M RAUM · 6 reps · 516-388-7980
45
FORTIS GROUP ADVISORS LLC — notice-filed in HI. IAPD ↗
$783.3M RAUM · 28 reps · 201-383-0630 · fortisgroupadvisors.com
45
MORGANROSEL WEALTH MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
$409.9M RAUM · 2 reps · 303.647.3801 · morganrosel.com
45
CENTURA WEALTH ADVISORY — notice-filed in NJ. IAPD ↗
$665.2M RAUM · 15 reps · 858-771-9500
45
FINANCIAL TRANSPARENCY — notice-filed in CA. IAPD ↗
$251.6M RAUM · 14 reps · (336) 715-3300 · financialtransparencyllc.com
45
SANDBOX FINANCIAL PARTNERS, LLC — notice-filed in LA. IAPD ↗
$463.7M RAUM · 5 reps · (301) 214-4190 · sandboxfp.com
45
AVAII WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
$409.6M RAUM · 8 reps · (920) 214-1212 · avaii.com
45
RIVERSEDGE ADVISORS — notice-filed in FL. IAPD ↗
$594.4M RAUM · 14 reps · 302-573-6864
45
CASTLE COAST WEALTH, LLC — notice-filed in NV. IAPD ↗
$282.2M RAUM · 5 reps · (858) 546-1247 · castlecoastwealthllc.com
45
VINOBLE GROUP — notice-filed in CO. IAPD ↗
$389.7M RAUM · 5 reps · (206) 317-6822
45
ABEL HALL, LLC — notice-filed in CO. IAPD ↗
$327.3M RAUM · 5 reps · 225-408-4000 · abelhall.com
45
PLATTE RIVER WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
$544.3M RAUM · 3 reps · 720-738-9010 · platteriverwa.com
45
ALAETHES WEALTH, LLC — notice-filed in LA. IAPD ↗
$385.9M RAUM · 3 reps · 858-735-9685 · alaethes.com
45
STRONGBOX WEALTH, LLC — notice-filed in TN. IAPD ↗
$394.0M RAUM · 3 reps · 816-607-5410
45
MERIDIANA — notice-filed in NY. IAPD ↗
$374.9M RAUM · 3 reps · 305-448-0014 · meridiana-mfo.com
45
PROQUILITY PRIVATE WEALTH PARTNERS, LLC — notice-filed in WI. IAPD ↗
$291.6M RAUM · 2 reps · 702-941-7860
45
THE MILLSTONE EVANS GROUP, LLC — notice-filed in TN. IAPD ↗
$623.1M RAUM · 8 reps · 720-728-2801 · millstoneevansgroup.com
45
CORVUS WEALTH ADVISORS LLC — notice-filed in ID. IAPD ↗
$599.2M RAUM · 7 reps · 805-434-2608
45
COGENTBLUE — notice-filed in NH. IAPD ↗
$625.8M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
45
SOLIDARITY WEALTH, LLC — notice-filed in CA. IAPD ↗
$522.0M RAUM · 7 reps · 385-374-1665 · solidaritywealth.com
45
STRATEGIC ADVOCATES, LLC — notice-filed in NE. IAPD ↗
$267.0M RAUM · 9 reps · (435) 754-7888 · wealth-advocates.com
45
QUANTUM FINANCIAL ADVISORS, LLC — notice-filed in AZ. IAPD ↗
$816.3M RAUM · 9 reps · (424) 447-8268
45
TRIFECTA CAPITAL ADVISORS, LLC — notice-filed in WI. IAPD ↗
$567.6M RAUM · 1 reps · 1-847-495-2464 · trifectacapitaladvisors.com
44
PIONEER WEALTH MANAGEMENT GROUP — notice-filed in NY, WA. IAPD ↗
$214.8M RAUM · 8 reps · 512-334-6800
44
SOLITUDE FINANCIAL SERVICES, INC. — notice-filed in PA, WA. IAPD ↗
$233.1M RAUM · 4 reps · (434) 218-2201 · solitudefinancial.com
44
CHRISTIAN FINANCIAL ADVISORS — notice-filed in FL, SC. IAPD ↗
$139.5M RAUM · 6 reps · 830-609-6986 · christianfinancialadvisors.com
44
JIM SAULNIER & ASSOCIATES, LLC — notice-filed in IL, NJ. IAPD ↗
$116.4M RAUM · 5 reps · 970-530-0556 · jimhelps.com
44
WILLAMETTE FINANCIAL ADVISORS, LLC — notice-filed in FL, IL. IAPD ↗
$131.5M RAUM · 5 reps · 503-747-0306 · wfinadv.com
44
GOODSTEIN WEALTH MANAGEMENT LLC — notice-filed in NH, TN. IAPD ↗
$128.8M RAUM · 2 reps · 818-995-3500 · goodsteinwealthmanagement.com
44
VALUES ADDED FINANCIAL — notice-filed in CA, NH. IAPD ↗
$172.6M RAUM · 5 reps · 202-599-0915
44
EAGLE WEALTH ADVISORS — notice-filed in CT, TX. IAPD ↗
$139.2M RAUM · 3 reps · 860-462-0796 · eaglewealthadvisor.com
44
PARLIN ADVISORS LLC — notice-filed in NH, NJ. IAPD ↗
$50.8M RAUM · 1 reps · (908) 377-4202 · parlinadvisors.com
44
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC — notice-filed in LA, TX. IAPD ↗
$179.2M RAUM · 5 reps · (270) 448-1010
44
AURORA WEALTH ADVISORS — notice-filed in NY, WA. IAPD ↗
$184.4M RAUM · 4 reps · 858-326-0046
44
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — notice-filed in OK, WA. IAPD ↗
$237.5M RAUM · 3 reps · 626-689-7181 · williamsnovakwm.com
42
LADD CAPITAL MANAGEMENT LLC — notice-filed in NH. IAPD ↗
$146.7M RAUM · 2 reps · 203-562-6624 · laddcap.com
42
CHERRY CREEK INVESTMENT ADVISORS INC — notice-filed in NE. IAPD ↗
$207.5M RAUM · 2 reps · 303-320-5774 · cherrycreekinvestmentadvisors.com
42
GPM GROWTH INVESTORS, INC. — notice-filed in IL. IAPD ↗
$226.5M RAUM · 5 reps · 248-865-0518
42
BEY-DOUGLAS, LLC INVESTMENT COUNSEL — notice-filed in CA. IAPD ↗
$133.9M RAUM · 4 reps · 770-858-0001 · bey-douglas.com
42
FINANCIAL STEWARD ASSOCIATES, LLC — notice-filed in OR. IAPD ↗
$218.0M RAUM · 4 reps · 303-444-5440 · allseasonsadvisory.com
42
HORIZON INVESTMENT SERVICES, LLC. — notice-filed in WA. IAPD ↗
$224.0M RAUM · 6 reps · 219-852-3215
42
RCM ROBINSON CAPITAL MANAGEMENT LLC — notice-filed in MA. IAPD ↗
$132.9M RAUM · 1 reps · 415-771-9421 · robinsoncapital.com
42
COBLER CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
$126.6M RAUM · 2 reps · (785) 582-5805 · bobschwarzfinancial.com
42
CRESCENT ADVISOR GROUP, INC. — notice-filed in GA. IAPD ↗
$240.7M RAUM · 17 reps · 972-490-0150
42
INVESTMENT PARTNERS ASSET MANAGEMENT — notice-filed in LA. IAPD ↗
$225.4M RAUM · 5 reps · 732-205-0391 · investmentpartners.com
42
TEPLITZ FINANCIAL GROUP LLC — notice-filed in TX. IAPD ↗
$106.9M RAUM · 1 reps · 732-591-0909
42
WEINSTAT WEALTH MANAGEMENT, INC. — notice-filed in FL. IAPD ↗
$102.7M RAUM · 1 reps · 516-666-0144 · weinstatwealthmanagement.com
42
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST — notice-filed in FL. IAPD ↗
$104.6M RAUM · 5 reps · 586-226-2100 · workingwithpeopleyoutrust.com
42
EMERSON EQUITY LLC — notice-filed in MN. IAPD ↗
$189.3M RAUM · 72 reps · 650-312-0200 · emersonequity.com
42
FINANCIAL SOLUTIONS ASSOCIATES — notice-filed in NY. IAPD ↗
$118.5M RAUM · 2 reps · 781-251-0505 · govermanfinancialsolutions.net
42
GRANGE CAPITAL, LLC — notice-filed in ID. IAPD ↗
$170.6M RAUM · 6 reps · 971 708 6659
42
FORTE ASSET MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
$222.7M RAUM · 2 reps · 914-234-0281 · forteassets.com
42
GLOBAL FINANCIAL ADVISORY SERVICES, INC. — notice-filed in AZ. IAPD ↗
$195.5M RAUM · 3 reps · (661) 286-0044
42
FENWAY FINANCIAL ADVISORS, LLC — notice-filed in FL. IAPD ↗
$184.9M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
42
FOREST ASSET MANAGEMENT LLC — notice-filed in IN. IAPD ↗
$184.6M RAUM · 3 reps · 708-447-7086 · forestasset.com
42
BALLENTINE CAPITAL ADVISORS, INC. — notice-filed in TN. IAPD ↗
$231.9M RAUM · 3 reps · 864-322-6046
42
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS — notice-filed in SC. IAPD ↗
$124.7M RAUM · 3 reps · 315-218-7350 · strategicwealthadvisors.net
42
PROVIDENCE WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗
$108.5M RAUM · 2 reps · 865-691-6699
42
KEEN CAPITAL, LTD — notice-filed in NC. IAPD ↗
$144.2M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
42
FINGERLAKES WEALTH MANAGEMENT, INC. — notice-filed in VT. IAPD ↗
$184.5M RAUM · 3 reps · 607-257-1008
42
CHELSEA ADVISORY SERVICES, INC — notice-filed in MA. IAPD ↗
$101.0M RAUM · 19 reps · 718-967-8400 · chfs.com
42
SIERRA WEALTH GROUP, LLC — notice-filed in MT. IAPD ↗
$133.3M RAUM · 5 reps · 760-918-0304 · sierrawg.com
42
DAVIDSON WEALTH MANAGEMENT LLC — notice-filed in SC. IAPD ↗
$130.7M RAUM · 2 reps · 732-409-1060 · davidsonwealthmgmt.com
42
CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
$87.5M RAUM · 4 reps · 888-392-8007
42
RIVERCHASE WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
$105.6M RAUM · 2 reps · (972) 471-9013 · riverchasewealth.com
42
PENTO PORTFOLIO STRATEGIES, LLC — notice-filed in MN. IAPD ↗
$198.9M RAUM · 2 reps · 732-772-9500
42
SIGNIFY WEALTH LLC — notice-filed in NC. IAPD ↗
$169.9M RAUM · 5 reps · 314-222-0295
42
AXIS WEALTH PARTNERS, LLC — notice-filed in NH. IAPD ↗
$242.1M RAUM · 6 reps · 401-441-5111 · axiswp.com
42
TFS ADVISORS, LLC — notice-filed in CA. IAPD ↗
$121.4M RAUM · 2 reps · (425) 776-0446 · tfsadvisors.com
42
MBM WEALTH CONSULTANTS, LLC — notice-filed in GA. IAPD ↗
$239.6M RAUM · 5 reps · (636) 274-6262
42
PETERSON FINANCIAL GROUP, INC. — notice-filed in TX. IAPD ↗
$190.4M RAUM · 2 reps · 515-226-1500 · petersonfg.com
42
MONSON WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
$99.9M RAUM · 1 reps · 509-628-1358
42
STRATACORE CAPITAL MANAGEMENT, LLC. — notice-filed in TX. IAPD ↗
$68.9M RAUM · 2 reps · 646-846-6500 · stratacore.net
42
FOUR POINTS ADVISORS, LLC — notice-filed in PA. IAPD ↗
$30.6M RAUM · 5 reps · 646-300-6129 · 4pointsadvisors.com
42
WASHINGTON GROWTH STRATEGIES LLC — notice-filed in VA. IAPD ↗
$206.4M RAUM · 2 reps · 2027400217 · washingtongrowthstrategies.com
42
KOVAR WEALTH MANAGEMENT — notice-filed in OH. IAPD ↗
$11.5M RAUM · 5 reps · (936) 899-5629 · kovarwealth.com
42
WE ALLIANCE WEALTH ADVISORS, INC. — notice-filed in WA. IAPD ↗
$196.5M RAUM · 6 reps · 916-325-0130 · weriaadvisors.com
42
WYNN CAPITAL — notice-filed in SC. IAPD ↗
$200.4M RAUM · 3 reps · 706-869-3451 · wynncap.com
42
NWM ADVISORS, LLC — notice-filed in NV. IAPD ↗
$247.8M RAUM · 2 reps · 805-781-2773 · nwmadvisors.com
42
INTEGRITY WEALTH SOLUTIONS LLC — notice-filed in NH. IAPD ↗
$223.6M RAUM · 2 reps · 3037165777
42
PETERSON WEALTH MANAGEMENT, LLC — notice-filed in UT. IAPD ↗
$185.1M RAUM · 3 reps · 775-673-1100
42
ELITE FINANCIAL, INC. — notice-filed in MT. IAPD ↗
$171.2M RAUM · 1 reps · 208-746-2007 · elitefinancialinc.net
42
M PREMIER PARTNERS — notice-filed in NC. IAPD ↗
$219.1M RAUM · 2 reps · 442-274-5300 · mpremierpartners.com
42
PLAN FIRST WEALTH LLC — notice-filed in NJ. IAPD ↗
$124.9M RAUM · 4 reps · 646 201 4865
42
994 GROUP — notice-filed in FL. IAPD ↗
$142.4M RAUM · 2 reps · (512) 853-9597
42
THE DALA GROUP, LLC — notice-filed in WI. IAPD ↗
$127.9M RAUM · 3 reps · 847-485-0248 · thedalagroup.com
42
EVER GREEN WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
$57.7M RAUM · 1 reps · 585-742-0271
42
HARON CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
$42.2M RAUM · 2 reps · 646-965-6700
42
BREACHWAY INVESTMENTS, LLC — notice-filed in OH. IAPD ↗
$112.2M RAUM · 2 reps · 860-709-0909 · breachwayinvestments.com
42
CHRONOS WEALTH MANAGEMENT, L.L.C. — notice-filed in GA. IAPD ↗
$210.3M RAUM · 2 reps · (727) 446-2306 · chronoswm.com
42
SINCERUS ADVISORY — notice-filed in NJ. IAPD ↗
$155.6M RAUM · 3 reps · (212) 203-7376
42
CLIENT FIRST CAPITAL, LLC — notice-filed in LA. IAPD ↗
$193.0M RAUM · 1 reps · 800-310-2828
42
BALLAST FINANCIAL ADVISORS, LLC — notice-filed in LA. IAPD ↗
$247.4M RAUM · 6 reps · 484-266-7281 · anchorcap.net
42
BLACK KNIGHT WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗
$163.2M RAUM · 3 reps · 972-786-6527 · blackknightwm.com
42
ARGUS EQUITY PARTNERS, LLC — notice-filed in TN. IAPD ↗
$39.6M RAUM · 1 reps · 716-838-5504 · aep-ria.com
42
PARCO WEALTH MANAGEMENT LLC — notice-filed in NH. IAPD ↗
$8.2M RAUM · 2 reps · (833) 467-2726 · goparcowealth.com
42
ECHO45 ADVISORS LLC — notice-filed in OR. IAPD ↗
$167.8M RAUM · 6 reps · 877-432-4645
42
ARCHER POINTE WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
$139.2M RAUM · 2 reps · 530-280-7340
42
FORTIS CAPITAL ADVISORS, LLC — notice-filed in NH. IAPD ↗
$245.3M RAUM · 13 reps · (775) 446-4208
42
ATHOS PRIVATE WEALTH LLC — notice-filed in CO. IAPD ↗
$103.1M RAUM · 3 reps · 831-801-7693
42
AFG FIDUCIARY SERVICES — notice-filed in ME. IAPD ↗
$213.3M RAUM · 4 reps · (781) 741-2540 · afgfiduciary.com
42
WEALTH MANAGEMENT CPAS, LLC — notice-filed in LA. IAPD ↗
$156.8M RAUM · 6 reps · 801-272-4357
42
BLVD PRIVATE WEALTH, LLC — notice-filed in IN. IAPD ↗
$172.6M RAUM · 3 reps · (502) 805-5820
42
INVESTED ADVISORS — notice-filed in NH. IAPD ↗
$190.7M RAUM · 2 reps · 814-235-2703 · weareinvested.com
42
TAPP ENGINE ADVISORS LLC — notice-filed in MA. IAPD ↗
$0 RAUM · 2 reps · 617-221-6545 · tappengine.com
42
ILLUMINE INVESTMENT MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
$188.7M RAUM · 4 reps · 424-322-7500
42
UNIPLAN INSTITUTIONAL ADVISORS LLC — notice-filed in MO. IAPD ↗
$0 RAUM · 10 reps · 262-534-3000
42
FACTOR INVESTING GROUP — notice-filed in MI. IAPD ↗
$228.0M RAUM · 2 reps · (508) 366-6040
42
HEISTEN FINANCIAL, LLC — notice-filed in TX. IAPD ↗
$124.1M RAUM · 2 reps · 907-222-6270 · heistenfinancial.com
42
RADIANT GLOBAL INVESTORS LLC — notice-filed in PA. IAPD ↗
$25.1M RAUM · 4 reps · 925-899-3600
42
FIAT WEALTH MANAGEMENT — notice-filed in IN. IAPD ↗
$133.4M RAUM · 11 reps · 952-426-9116 · fiatwm.com
42
MOSLEY WEALTH MANAGEMENT, INC. — notice-filed in TN. IAPD ↗
$126.9M RAUM · 5 reps · (714) 421-4288
42
HIBERNIA WEALTH PARTNERS, LLC — notice-filed in NE. IAPD ↗
$219.2M RAUM · 4 reps · 225-778-7972 · hiberniawealth.com
42
STEWARD ADVISORS GROUP, LLC — notice-filed in GA. IAPD ↗
$31.7M RAUM · 1 reps · (888) 225-3350 · stewardadvisorsgroup.com
42
ROSSBY FINANCIAL, LLC — notice-filed in VA. IAPD ↗
$107.3M RAUM · 8 reps · 321-209-0111
42
FINANCIAL MANAGEMENT ASSOCIATES, LLC — notice-filed in FL. IAPD ↗
$110.1M RAUM · 2 reps · 978-852-0784 · fmallc.com
42
INTENTIONAL WEALTH STRATEGIES — notice-filed in CA. IAPD ↗
$122.8M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com
42
STIRLINGSHIRE INVESTMENTS — notice-filed in MA. IAPD ↗
$37.0M RAUM · 11 reps · 877-600-7026
42
PUREFI WEALTH, LLC — notice-filed in TX. IAPD ↗
$95.6M RAUM · 4 reps · (617) 488-9320 · purefiwealth.com
42
EDLY ADVISORS — notice-filed in CT. IAPD ↗
$39.0M RAUM · 3 reps · (914) 775-8299 · edly.co
42
CORAL REEF ADVISORS LLC — notice-filed in IL. IAPD ↗
$0 RAUM · 2 reps · 312-218-7031
40
BRANDYWINE FINANCIAL GROUP, INC. — filed an Item 4A succession naming BRANDYWINE FINANCIAL GROUP, INC. (CRD 127344) — an entity change, not a deal. IAPD ↗
$95.5M RAUM · 2 reps · 610-828-1155
40
WARREN CAPITAL GROUP — filed an Item 4A succession naming WARREN CAPITAL GROUP (CRD 137449) — an entity change, not a deal. IAPD ↗
$90.7M RAUM · 4 reps · (202) 550-0120
85
SR ALTERNATIVE CREDIT, LLC — (DARIEN, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 203-656-3004
85
LONGEVITY WEALTH ADVISORS, LLC — (ORLANDO, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 407-358-3332 · ablwealth.com
85
SIMPLIFY EQLS LLC — (NEW YORK, NY) is newly SEC-registered with $114.3M RAUM and 10 advisory reps. IAPD ↗institutional
$114.3M RAUM · 10 reps · 646-585-0476
85
MESIROW RE-IA, INC. — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 312-595-6000 · mesirowfinancial.com
85
BUENA CAPITAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 8005357096 · buenacapital.com
85
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 20 advisory reps. IAPD ↗institutional
$0 RAUM · 20 reps · 203-340-8500
85
DUNN CAPITAL MANAGEMENT — (STUART, FL) is newly SEC-registered with $162.8M RAUM and 6 advisory reps. IAPD ↗institutional
$162.8M RAUM · 6 reps · 772-286-4777 · dunncapital.com
85
CURAFIN ADVISORS — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 480-284-7080 · curafinadvisors.com
85
PEAKSHARES LLC — (TAMPA, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 704-281-0028
85
LANDMARK INVESTMENT PARTNERS, L.P. — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 949-648-4878
85
BELL PARTNERS — (GREENSBORO, NC) is newly SEC-registered with $5.72B RAUM and 65 advisory reps. IAPD ↗fund
$5.72B RAUM · 65 reps · 336-232-1900 · bellpartnersinc.com
85
COPPER PLACE GLOBAL CAPITAL LLC — (CLYDE HILL, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 206-743-5907
85
ONEX CREDIT ADVISOR, LLC — (ENGLEWOOD CLIFFS, NJ) is newly SEC-registered with $0 RAUM and 55 advisory reps. IAPD ↗institutional
$0 RAUM · 55 reps · (201) 541-2121 · onex.com
83
BRIDGE NET LEASE FUND MANAGER LLC — (SANDY, UT) is newly SEC-registered with $699.9M RAUM and 12 advisory reps. IAPD ↗fund
$699.9M RAUM · 12 reps · 801-716-1463 · bridgeig.com
80
FORMAN CAPITAL, LLC — (BOYNTON BEACH, FL) is newly SEC-registered with $123.7M RAUM and 8 advisory reps. IAPD ↗fund
$123.7M RAUM · 8 reps · 561-588-0132 · formancap.com
75
HOLBROOK HOLDINGS, INC. — crossed $1B in regulatory AUM ($954.7M -> $1.55B). IAPD ↗institutional
$1.55B RAUM · 2 reps · 678-400-3980 · holbrookholdings.com
75
BAYESIAN CAPITAL MANAGEMENT, LP — crossed $1B in regulatory AUM ($812.3M -> $1.09B). IAPD ↗institutional
$1.09B RAUM · 1 reps · (718) 332-4567 · bayesian.capital
75
IRONSHORE FINANCIAL — crossed $1B in regulatory AUM ($930.5M -> $1.10B). IAPD ↗institutional
$1.10B RAUM · 1 reps · 937-872-4015 · ironshorefinancial.com
75
DB ADVISORY AMERICA, LIMITED(LTD) — crossed $1B in regulatory AUM ($882.0M -> $1.20B). IAPD ↗institutional
$1.20B RAUM · 2 reps · 917-261-798
70
GREENBRIER PARTNERS CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($694.5M -> $1.03B). IAPD ↗fund
$1.03B RAUM · 3 reps · 214-720-2060
70
ENTROPY TECHNOLOGIES, LP — crossed $1B in regulatory AUM ($974.7M -> $1.13B). IAPD ↗fund
$1.13B RAUM · 2 reps · 646-706-5703
70
ARBOR REALTY COLLATERAL MANAGEMENT, LLC — grew from 11 to 54 advisory reps. IAPD ↗fund
$7.63B RAUM · 54 reps · 1-800-878-5160 · arbor.com
70
LMR PARTNERS LLC — grew from 26 to 43 advisory reps. IAPD ↗fund
$148.50B RAUM · 43 reps · 6468915738 · lmrpartners.com
70
ALKEN ASSET MANAGEMENT LTD — (LONDON, United Kingdom) is newly SEC-registered with $1.74B RAUM and 14 advisory reps. IAPD ↗foreign
$1.74B RAUM · 14 reps · -545 · alken-am.com
65
HOOVEST CAPITAL MANAGEMENT — (WEST VANCOUVER, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 604-229-2788
65
UTI ASSET MANAGEMENT COMPANY LIMITED — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $0 RAUM and 48 advisory reps. IAPD ↗foreign
$0 RAUM · 48 reps · 91 022 6678 6686 · utimf.com
63
AEREF MANAGEMENT, LLC — grew from 7 to 20 advisory reps. IAPD ↗fund
$25.8M RAUM · 20 reps · (212) 721-5500
63
DIAMETER PRINCIPAL FINANCE LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$622.9M RAUM · 39 reps · 212-665-1400 · diametercap.com
63
AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$284.2M RAUM · 11 reps · 332-233-9292 · amberinfrastructure.com
62
ROBINSON CAPITAL MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗institutional
$1.23B RAUM · 7 reps · 313-821-7000
62
FOREST CAPITAL MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗institutional
$2.03B RAUM · 7 reps · 312-809-6010
61
JEFFERIES RESEARCH SERVICES LLC — grew from 242 to 248 advisory reps. IAPD ↗institutional
$0 RAUM · 248 reps · 212-284-2300 · jefferies.com
60
MEKETA CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$100,000 RAUM · 6 reps · 720-697-1010 · meketacapital.com
60
OT ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 2 reps · 7136147755
60
ARBOR REALTY COLLATERAL MANAGEMENT, LLC — now reports 1 private fund(s) ($10.2M gross). IAPD ↗fund
$7.63B RAUM · 54 reps · 1-800-878-5160 · arbor.com
59
RAYLIANT INVESTMENT RESEARCH — grew from 12 to 16 advisory reps. IAPD ↗institutional
$135.3M RAUM · 16 reps · 818-795-6189 · rayliant.com
58
AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC — now reports custody of client assets ($284.2M). IAPD ↗institutional
$284.2M RAUM · 11 reps · 332-233-9292 · amberinfrastructure.com
58
DUALITY GROUP — grew from 6 to 9 advisory reps. IAPD ↗fund
$1.36B RAUM · 9 reps · 646-690-9960 · dualitygroup.com
58
WILLOW TREE CAPITAL CORP ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$256.1M RAUM · 10 reps · 212-218-1090 · willowtreelp.com
56
TRUELINK CAPITAL MANAGEMENT, LLC — grew from 7 to 10 advisory reps. IAPD ↗fund
$528.3M RAUM · 10 reps · 310-736-5853 · truelinkcap.com
55
JEFFERIES FINANCE LLC — now reports custody of client assets ($104.5M). IAPD ↗fund
$16.41B RAUM · 50 reps · 212-284-3474 · apexcreditpartners.com
55
TRILL IMPACT ADVISORY INC. — now reports custody of client assets. IAPD ↗institutional
$80.3M RAUM · 2 reps · 917-733-5510
55
C CUBED CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
55
KRF FUND MANAGER, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$230.0M RAUM · 2 reps · 212-202-1730
55
COMVEST CREDIT MANAGERS, LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗fund
$0 RAUM · 70 reps · (561) 727-2000 · comvest.com
55
C CUBED CAPITAL PARTNERS, LLC — now reports 1 private fund(s) ($87.5M gross). IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
55
BIRNAM OAK ADVISORS, LP — now reports 3 private fund(s) ($338.9M gross). IAPD ↗fund
$169.5M RAUM · 3 reps · 212-970-5800
55
KRF FUND MANAGER, LLC — now reports 1 private fund(s) ($500,000 gross). IAPD ↗fund
$230.0M RAUM · 2 reps · 212-202-1730
53
LONETREE CAPITAL, LLC — grew from 5 to 8 advisory reps. IAPD ↗fund
$130.0M RAUM · 8 reps · 212-844-9150
52
C CUBED CAPITAL PARTNERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
52
BIRNAM OAK ADVISORS, LP — grew from 1 to 3 advisory reps. IAPD ↗fund
$169.5M RAUM · 3 reps · 212-970-5800
50
BIRNAM OAK ADVISORS, LP — now reports custody of client assets ($169.5M). IAPD ↗fund
$169.5M RAUM · 3 reps · 212-970-5800
50
KRF FUND MANAGER, LLC — now reports custody of client assets ($460.0M). IAPD ↗fund
$230.0M RAUM · 2 reps · 212-202-1730
47
WAVERTON INVESTMENT MANAGEMENT LIMITED — grew from 44 to 51 advisory reps. IAPD ↗foreign
$13.91B RAUM · 51 reps · 0044 20 7484 7496 · waverton.co.uk
45
MASON STREET ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (11 -> 14). IAPD ↗institutional
$25.57B RAUM · 11 reps · 414-665-5400
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗institutional
$18.09B RAUM · 9 reps · 212-454-4500
43
BMO CAPITAL MARKETS CORP. — 's Item 11 disclosure-reporting entries rose by 1 (52 -> 53). IAPD ↗institutional
$607.8M RAUM · 27 reps · (212) 702-1981 · bmocm.com
43
WEALHOUSE CAPITAL LIMITED PARTNERSHIP — grew from 3 to 6 advisory reps. IAPD ↗foreign
$1.59B RAUM · 6 reps · 416-644-1190 · wealhouse.com
43
MELQART ASSET MANAGEMENT (UK) LIMITED — grew from 11 to 14 advisory reps. IAPD ↗foreign
$3.93B RAUM · 14 reps · 44 2038264470 · melqart.com
40
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC — 's Item 11 disclosure-reporting entries rose by 3 (18 -> 21). IAPD ↗institutional
$0 RAUM · 0 reps · 866-664-7737
40
AON SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗institutional
$0 RAUM · 7 reps · 312-381-4488 · aon.com
40
CONTRARIAN CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$4.64B RAUM · 25 reps · 203-862-8200 · contrariancapital.com
40
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$171.38B RAUM · 78 reps · 617-919-0000 · arrowstreetcapital.com
40
TOWNSEND HOLDINGS LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
$23.91B RAUM · 82 reps · 216-781-9090 · townsendgroup.com
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (93 -> 95). IAPD ↗institutional
$0 RAUM · 348 reps · 646-743-2734 · bankofamerica.com
40
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 3 (11 -> 14). IAPD ↗fund
$262.08B RAUM · 197 reps · 414-665-1444 · media.nmfn.com
40
LFA — grew from 7 to 9 advisory reps. IAPD ↗foreign
$990.6M RAUM · 9 reps · 41919212533
40
GREYLOCK PEAK INVESTMENTS, LLC — notice-filed in CT, KY, LA, MT, SC, TN, UT. IAPD ↗institutional
$0 RAUM · 1 reps · 646-822-1269 · greylockpeak.com
40
FINANCEHQ LLC — notice-filed in AL, AR, AZ, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY. IAPD ↗institutional
$0 RAUM · 0 reps · 415-234-3727 · financehq.com
38
AUGUST CAPITAL — now reports custody of client assets ($36.4M). IAPD ↗foreign
$515.9M RAUM · 3 reps · 438-792-5161 · augustgroup.com
38
BELHEALTH INVESTMENT PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$310.0M RAUM · 5 reps · 954-636-3680 · belhealth.com
37
OMNICAP GROUP LLC — notice-filed in NJ. IAPD ↗institutional
$3.93B RAUM · 4 reps · 310-318-3091 · omnicap.net
37
HOLBROOK HOLDINGS, INC. — notice-filed in NC. IAPD ↗institutional
$1.55B RAUM · 2 reps · 678-400-3980 · holbrookholdings.com
32
XDUS FUND ADVISOR — notice-filed in CT. IAPD ↗institutional
$602,396 RAUM · 1 reps · 917-566-8371 · netxd.com
32
GRAVIMARK LLC — notice-filed in CT. IAPD ↗institutional
$0 RAUM · 1 reps · 914-268-8685
27
C CUBED CAPITAL PARTNERS, LLC — notice-filed in NY. IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (96 -> 98). IAPD ↗foreign
$15.32B RAUM · 83 reps · 44 207 547 5344
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (95 -> 98). IAPD ↗foreign
$6.35B RAUM · 22 reps · 852-2203-8888 · dws.com
23
AUGUST CAPITAL — notice-filed in IL, MN, MO, NC, NY, OH, PA, TN, VA. IAPD ↗foreign
$515.9M RAUM · 3 reps · 438-792-5161 · augustgroup.com
12
INTERACTIVE ADVISERS, INTERACTIVE ADVISORS — notice-filed in VT. IAPD ↗foreign
$153.2M RAUM · 5 reps · 44 020 3787 9250

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.