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MOSS, LUSE & WOMBLE, LLC

PLANO, TX · CRD 152841 · IAPD ↗ · mlwfinancial.com · 972-674-2584

$803.2MRegulatory AUM
21Advisory reps
42Employees
171Clients
More than 500Planning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — MOSS, LUSE & WOMBLE, LLC notice-filed in VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2026 — MOSS, LUSE & WOMBLE, LLC reported RAUM up 35% ($595.2M -> $803.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
June 2025 — MOSS, LUSE & WOMBLE, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — MOSS, LUSE & WOMBLE, LLC crossed $500M in regulatory AUM ($435.6M -> $595.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
65
April 2024 — MOSS, LUSE & WOMBLE, LLC reported RAUM up 36% ($319.6M -> $435.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2024 — MOSS, LUSE & WOMBLE, LLC grew from 15 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2024 — MOSS, LUSE & WOMBLE, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2024 — MOSS, LUSE & WOMBLE, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.