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GALLERIA FINANCIAL ADVISORS, LLC

ATLANTA, GA · CRD 133673 · IAPD ↗ · 770-790-3714

$239.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2024 — GALLERIA FINANCIAL ADVISORS, LLC now reports custody of client assets ($40.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.