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PANORAMA WEALTH ADVISORS

GREENWOOD VILLAGE, CO · CRD 324199 · IAPD ↗ · pwa.llc · 720-356-0779

$133.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2025 — PANORAMA WEALTH ADVISORS notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — PANORAMA WEALTH ADVISORS now reports custody of client assets ($31.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
48
March 2024 — PANORAMA WEALTH ADVISORS notice-filed in CA, FL, MI, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2024 — PANORAMA WEALTH ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.