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BAUTIS FINANCIAL, LLC

MONTCLAIR, NJ · CRD 148582 · IAPD ↗ · 862-205-5800

$197.4MRegulatory AUM
2Advisory reps
5Employees
5Clients
251-500Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2026 — BAUTIS FINANCIAL, LLC reported RAUM up 26% ($156.8M -> $197.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
March 2025 — BAUTIS FINANCIAL, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
March 2025 — BAUTIS FINANCIAL, LLC reported RAUM up 29% ($122.0M -> $156.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
March 2024 — BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.