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DAUS FINANCIAL GROUP, LLC

KALAMAZOO, MI · CRD 323054 · IAPD ↗ · (269) 321-7472

$270.5MRegulatory AUM
3Advisory reps
8Employees
2Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — DAUS FINANCIAL GROUP, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2026 — DAUS FINANCIAL GROUP, LLC reported RAUM up 28% ($211.0M -> $270.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
March 2025 — DAUS FINANCIAL GROUP, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — DAUS FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
March 2025 — DAUS FINANCIAL GROUP, LLC reported RAUM up 37% ($154.1M -> $211.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
25
August 2024 — DAUS FINANCIAL GROUP, LLC changed its website from dausfinancial.com to dausfinancial.co.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
60
March 2024 — DAUS FINANCIAL GROUP, LLC reported RAUM up 28% ($120.0M -> $154.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
March 2024 — DAUS FINANCIAL GROUP, LLC now reports custody of client assets ($60.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
March 2024 — DAUS FINANCIAL GROUP, LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.