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ALCALA MULTI FAMILY OFFICE

NEW YORK, NY · CRD 325214 · IAPD ↗ · (646) 559-0560

$0Regulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
1States
2Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
August 2024 — ALCALA MULTI FAMILY OFFICE (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — ALCALA MULTI FAMILY OFFICE shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
March 2024 — ALCALA MULTI FAMILY OFFICE now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.