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PENTO PORTFOLIO STRATEGIES, LLC

NAPLES, FL · CRD 159217 · IAPD ↗ · 732-772-9500

$237.3MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
30States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
April 2026 — PENTO PORTFOLIO STRATEGIES, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
42
March 2024 — PENTO PORTFOLIO STRATEGIES, LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.