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MENDOTA FINANCIAL GROUP, LLC

MADISON, WI · CRD 136294 · IAPD ↗ · (608) 223-9211

$254.2MRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
April 2025 — MENDOTA FINANCIAL GROUP, LLC reported RAUM down 41% ($431.1M -> $254.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
64
March 2024 — MENDOTA FINANCIAL GROUP, LLC reported RAUM up 32% ($326.3M -> $431.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2024 — MENDOTA FINANCIAL GROUP, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.