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DB ADVISORY AMERICA, LIMITED(LTD)

NEW YORK, NY · CRD 313938 · IAPD ↗ · 917-261-4798

$1.30BRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

37
February 2026 — DB ADVISORY AMERICA, LIMITED(LTD) notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
March 2024 — DB ADVISORY AMERICA, LIMITED(LTD) crossed $1B in regulatory AUM ($882.0M -> $1.20B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.