← Tributary

GUNDERSON CAPITAL MANAGEMENT

MOUNT PLEASANT, SC · CRD 140795 · IAPD ↗ · pwstreet.podbean.com · 760-846-2046

$395.8MRegulatory AUM
2Advisory reps
4Employees
0Clients
26-50Planning clients
0Private funds
23States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — GUNDERSON CAPITAL MANAGEMENT reported RAUM up 26% ($315.3M -> $395.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
March 2025 — GUNDERSON CAPITAL MANAGEMENT notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — GUNDERSON CAPITAL MANAGEMENT reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2025 — GUNDERSON CAPITAL MANAGEMENT reported RAUM up 38% ($227.7M -> $315.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
August 2024 — GUNDERSON CAPITAL MANAGEMENT notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
March 2024 — GUNDERSON CAPITAL MANAGEMENT notice-filed in LA, NE, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.