← Tributary

WATERFORD ADVISORS, LLC

ORCHARD PARK, NY · CRD 119442 · IAPD ↗ · waterfordadv.com · 716-580-3906

$399.1MRegulatory AUM
7Advisory reps
10Employees
0Clients
251-500Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — WATERFORD ADVISORS, LLC notice-filed in CA, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — WATERFORD ADVISORS, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
March 2024 — WATERFORD ADVISORS, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.