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OSAIC FA, INC.

FORT WAYNE, IN · CRD 3978 · IAPD ↗ · 800-237-3813

$37.13BRegulatory AUM
940Advisory reps
1607Employees
3800Clients
More than 500Planning clients
0Private funds
52States
15Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2025 — OSAIC FA, INC. (FORT WAYNE, IN) left the SEC roster (was $37.13B RAUM, 940 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
60
July 2024 — LINCOLN FINANCIAL ADVISORS CORPORATION is now doing business as OSAIC FA, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
April 2024 — LINCOLN FINANCIAL ADVISORS CORPORATION shrank from 986 to 940 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
March 2024 — LINCOLN FINANCIAL ADVISORS CORPORATION's Item 11 disclosure-reporting entries rose by 3 (20 -> 23).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.