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NICOLLET INVESTMENT MANAGEMENT, INC.

MINNEAPOLIS, MN · CRD 109401 · IAPD ↗ · nicolletinvest.com · 612-915-3033

$557.4MRegulatory AUM
6Advisory reps
9Employees
10Clients
1-10Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2025 — NICOLLET INVESTMENT MANAGEMENT, INC. crossed $500M in regulatory AUM ($477.0M -> $526.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
July 2024 — NICOLLET INVESTMENT MANAGEMENT, INC. grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2024 — NICOLLET INVESTMENT MANAGEMENT, INC. notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.